M3 Advisory Group, Llc
- Regulatory AUM
- $342M
- Discretionary
- $307M
- Clients
- 341
- Avg AUM / client
- $1.0M
- Accounts
- 671
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 15, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 34 | $10.0M | 2.92% |
| High net worth individuals | 307 | $296M | 86.5% |
| Pension and profit sharing plans | Fewer than 5 clients | $35.0M | 10.2% |
| Corporations and other businesses | Fewer than 5 clients | $1.0M | 0.29% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Obsidian Global Llc 401(k) Plan Obsidian Global, Llc | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Daniel Jeffries | Founder, Managing Director | Feb 2011 (16y) | 75% or more | |
| Jeffries, Nicholas, Paul | Chief Compliance Officer | Feb 2023 (4y) | Less than 5% | |
| Mark William Scionti | Registered representative | Feb 2020 (6y) | ||
| Andrew Mazzola | Registered representative | Feb 2026 (0y) | ||
| Jake Anthony Gigliotti | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Obsidian Global Llc 401(k) Plan | Obsidian Global, Llc | 258 | $11.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/15/2026 | 964 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $307M (90% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 15, 2026.
View current Form ADV (SEC/IAPD) ↗