Independence Financial Advisors, Llc
- Regulatory AUM
- $464M
- Discretionary
- $434M
- Clients
- 2,777
- Avg AUM / client
- $167K
- Accounts
- 3,065
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Dec 19, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,695 | $322M | 69.4% |
| High net worth individuals | 39 | $84.6M | 18.2% |
| Pension and profit sharing plans | 5 | $29.9M | 6.44% |
| State or municipal government entities | 6 | $9.0M | 1.93% |
| Corporations and other businesses | 32 | $18.3M | 3.95% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Francis Ventura | Chief Compliance Officer, President And Ceo | Dec 2010 (16y) | Less than 5% | |
| Paul William Gatehouse | Senior Vice President | Dec 2010 (16y) | Less than 5% | |
| Mark Paige Perkins | Registered representative | May 2018 (8y) | ||
| Luca Anthony D Italia | Registered representative | CFP | Dec 2018 (8y) | |
| Christopher Thomas Pessotti | Registered representative | Jan 2019 (8y) | ||
| Pamela Lynn Hannan | Registered representative | Feb 2021 (5y) | ||
| Luis Mauricio Trigueros | Registered representative | Jun 2025 (1y) | ||
| Glen Arthur Moore | Registered representative | Oct 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Franklin Savings Bank | Member | Dec 2010 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 12/19/2025 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Other fees
- • ONE-TIME PROJECT FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $297M (64% of AUM) Dec 2025
- Charles Schwab & Co. $52.5M (11% of AUM) Dec 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Dec 19, 2025.
View current Form ADV (SEC/IAPD) ↗