Geremia Financial Services, Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 156504
· SEC file 801-132072
· Edison, NJ
· WWW.GEREMIAFINANCIAL.COM
☆ Save with Pro
ADV data as of Mar 31, 2026
- Regulatory AUM
- $132M
- Discretionary
- $132M
- Clients
- 132
- Avg AUM / client
- $1.0M
- Accounts
- 132
- Employees
- 2
AUM over time
$103M
$132M
Jan 31, 2025
Mar 31, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 99 | $28.4M | 21.5% |
| High net worth individuals | 31 | $104M | 78.5% |
| Charitable organizations | 2 | $0 | — |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Frank Vincent Geremia | Registered representative | Oct 2025 (1y) | ||
| Frank Vincent Geremia | Registered representative | Oct 2025 (1y) | ||
| Peter A Ostensen | Registered representative | Feb 2026 (1y) | ||
| Anthony Michael Uccio | Registered representative | Feb 2026 (1y) | ||
| Richard A Semo | Registered representative | Mar 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗