Alpha Solutions Investment Advisors, Llc
State-registered
Wealth Manager · Small ($100M–$1B)
CRD 156541
· SEC file 801-124857
· South San Francisco, CA
· www.instagram.com
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ADV data as of Aug 04, 2026
- Regulatory AUM
- $466M
- Discretionary
- $466M
- Clients
- 490
- Avg AUM / client
- $952K
- Accounts
- 751
- Employees
- 6
AUM over time
$105M
$466M
Mar 31, 2022
Aug 4, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 175 | $35.8M | 7.67% |
| High net worth individuals | 266 | $391M | 83.9% |
| Pooled investment vehicles (non-investment companies) | 1 | $953K | 0.2% |
| Pension and profit sharing plans | 12 | $4.1M | 0.88% |
| Charitable organizations | 2 | $2.2M | 0.47% |
| Corporations and other businesses | 21 | $28.6M | 6.13% |
| Other | 13 | $3.6M | 0.77% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anthony T Sam | Ceo, Cco, Manager, Member | Mar 2011 (15y) | 50% – 75% | |
| John Lui | Cio, Member | Mar 2011 (15y) | 50% – 75% | |
| Robert Norman Moses | Director Of Research | CFA | Jan 2013 (14y) | Less than 5% |
| Nathalie Botros Lai | Registered representative | Feb 2025 (1y) | ||
| Jordan Baley Sam | Registered representative | May 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 04, 2026.
View current Form ADV (SEC/IAPD) ↗