Compass Financial Group, Inc
- Regulatory AUM
- $1.5B
- Discretionary
- $1.5B
- Clients
- 2,826
- Avg AUM / client
- $524K
- Accounts
- 2,826
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,512 | $546M | 36.8% |
| High net worth individuals | 304 | $925M | 62.4% |
| Charitable organizations | Fewer than 5 | $1.0M | 0.07% |
| Corporations and other businesses | 10 | $10.0M | 0.67% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jesse David Haller | Vice President & Direct Owner | CFP Chartered Financial Consultant | Mar 2011 (15y) | 25% – 50% |
| John David Haller | President, Chief Compliance Officer, & Direct Owner | CFP Chartered Financial Consultant | Mar 2011 (15y) | 25% – 50% |
| Jasen David Haller | Direct Owner | CFP Chartered Financial Consultant | May 2015 (11y) | 25% – 50% |
| Caleb Burl Shives | Registered representative | CFP Chartered Financial Consultant | Jun 2019 (7y) | |
| Ashley Maria Tucker | Registered representative | Chartered Financial Consultant | Aug 2021 (5y) | |
| Ezekiel Myles Klosterman | Registered representative | CFP Chartered Financial Consultant | Apr 2022 (4y) | |
| Jose Addink | Registered representative | Apr 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $1.5B (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 30, 2026.
View current Form ADV (SEC/IAPD) ↗