Riverbend Capital Advisors, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 239
- Avg AUM / client
- $4.6M
- Accounts
- 239
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 239 | $1.1B | 100.0% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| O'brien, John, William | Trustee | Mar 2011 (15y) | GP / trustee / elected manager of John W. O'brien Gift Trust I (indirect) | |
| Thomas Robert Hession | Managing Partner | Mar 2011 (15y) | 50% – 75% | |
| Kennedy, Ioanna | Chief Compliance Officer | Feb 2024 (3y) | Less than 5% | |
| Charles Jackson Raftery | Registered representative | Dec 2023 (3y) | ||
| Timothy Mc Gregor | Registered representative | CFA | Jul 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Job Investments, Llc | Member | Mar 2011 | A | 50% – 75% |
| John W. O'brien Gift Trust I | Trust | Mar 2011 | B | ≈ 37.5% – 75% via Job Investments, Llc |
Estimated effective ownership (look-through of filed bands):
- John W. O'brien Gift Trust I: 75% – 100% of Job Investments, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/13/2026 | 911 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • CONSULTING FEES BASED ON SERVICES PROVIDED AND DURATION
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $451M (41% of AUM) Jul 2026
- National Financial Services (Fidelity) $200M (18% of AUM) Jul 2026
- J.P. Morgan $198M (18% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 13, 2026.
View current Form ADV (SEC/IAPD) ↗