Crystal Rock Capital Management, Llc.
- Regulatory AUM
- $204M
- Discretionary
- $204M
- Clients
- 1
- Avg AUM / client
- $204M
- Accounts
- 3
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Feb 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | Fewer than 5 clients | $51.6M | 25.3% |
| Pooled investment vehicles (non-investment companies) | 1 | $152M | 74.7% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $128M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Crystal Rock Fund Llc | Hedge Fund | Delaware | $128M | 44 |
People (1)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Freedman, Jay, Howard | Managing Member, Chief Compliance Officer | Apr 2005 (21y) | 50% – 75% |
Undisclosed: 25% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $128M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Crystal Rock Fund Llc | Hedge Fund | $128M | $100K | 44 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/04/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • INCENTIVE ALLOCATIONS
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- BNY Mellon $33.6M (25% of AUM) Feb 2019
- Bank Of America, National Association $30.6M (15% of AUM) Feb 2026
- J.P. Morgan $20.9M (10% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 04, 2026.
View current Form ADV (SEC/IAPD) ↗