Snowden Capital Advisors Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 157299
· SEC file 801-72332
· New York, NY
· www.linkedin.com
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ADV data as of Apr 09, 2026
- Regulatory AUM
- $8.9B
- Discretionary
- $7.4B
- Clients
- 6,021
- Avg AUM / client
- $1.5M
- Accounts
- 10,260
- Employees
- 154
AUM over time
$28.4M
$8.9B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4,298 | $1.5B | 16.8% |
| High net worth individuals | 1,580 | $7.1B | 79.8% |
| Pension and profit sharing plans | 75 | $134M | 1.52% |
| Charitable organizations | 57 | $139M | 1.57% |
| Corporations and other businesses | 11 | $26.8M | 0.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Porto's Bakery, Inc. 401(k) Plan Porto's Bakery, Inc. | 2024 | |
| Gelman, Rosenberg & Freedman, Pc Profit Sharing Plan And Trust Gelman, Rosenberg & Freedman, Pc | 2024 | |
| San Antonio Winery, Inc. 401(k) Plan San Antonio Winery, Inc. | 2024 | |
| Spi Pharma 401(k) Plan Spi Pharma | 2024 | |
| Audemars Piguet North America Inc. 401(k) Profit Sharing Plan Audemars Piguet North America, Inc | 2024 | |
| Audemars Piguet (North America) Inc. Cash Balance Plan Audemars Piguet North America, Inc | 2024 | |
| The Ivymount School And Programs 403(b) Plan The Ivymount School, Inc. | 2024 | |
| Shinhan Bank America 401(k) Profit Sharing Plan & Trust Shinhan Bank America | 2024 | |
| Tns 401(k) Retirement Savings Plan Tns Inc | 2024 |
People (122)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mendez, Michael, Casares | Member | Jul 2009 (17y) | ≈ 10.55% – 56.25% via Estancia Capital Partners, Lp | |
| Mooney, Robert, James | Chief Executive Officer | Apr 2011 (15y) | Less than 5% | |
| Gregory Creech Franks | President | Jul 2012 (14y) | Less than 5% | |
| West, Richard, Lee | Chief Compliance Officer | Jan 2016 (11y) | Less than 5% | |
| Phillip I Pedrena | Registered representative | Jan 2015 (12y) | ||
| Jesse Berne Clinton | Registered representative | CFP | Jan 2015 (12y) | |
| Loretta Gloria Manzanares | Registered representative | Jan 2015 (12y) | ||
| Michael Kevin Bird | Registered representative | Jan 2015 (12y) | ||
| Alison Elizabeth Burkett | Registered representative | Jan 2015 (12y) | ||
| Erin Schluter Stoecker | Registered representative | Jan 2015 (12y) | ||
| Jon W La Mothe | Registered representative | Jan 2015 (12y) | ||
| Julie Babcock | Registered representative | Jan 2015 (12y) | ||
| Leah Rebecca Snell | Registered representative | Jan 2015 (12y) | ||
| Mark David Stevens | Registered representative | Jan 2015 (12y) | ||
| Nvard Natalie Kazarian | Registered representative | Jan 2015 (12y) | ||
| Paul Eric Watson | Registered representative | Jan 2015 (12y) | ||
| Philip Anthony Lazzari | Registered representative | Jan 2015 (12y) | ||
| Robert Alan Hoffman | Registered representative | Jan 2015 (12y) | ||
| John Thomas Diciaccio | Registered representative | Jan 2015 (12y) | ||
| Robert Elliot Feldman | Registered representative | Feb 2015 (11y) | ||
| Alex Edward Bryer | Registered representative | Jul 2015 (11y) | ||
| Ryan Perraut | Registered representative | CFA | Jul 2015 (11y) | |
| William Keith Mayo | Registered representative | Jul 2015 (11y) | ||
| Irma Clelia Dipp | Registered representative | Dec 2015 (11y) | ||
| Ricardo Leyva | Registered representative | Dec 2015 (11y) | ||
| Barbara Ina Luttenberger | Registered representative | Dec 2015 (11y) | ||
| Alexandro Arista | Registered representative | Feb 2016 (10y) | ||
| Juan Carlos Moreno | Registered representative | Feb 2016 (10y) | ||
| Aaron T Stone | Registered representative | Apr 2016 (10y) | ||
| David Wayne Woolford | Registered representative | Sep 2016 (10y) | ||
| Michael Patrick Mahoney | Registered representative | Nov 2016 (10y) | ||
| Michelle Lynn Begina | Registered representative | Mar 2017 (9y) | ||
| Christopher S Hayes | Registered representative | Mar 2017 (9y) | ||
| Ryan Carroll Kirby | Registered representative | Mar 2017 (9y) | ||
| Lawrence Alan Barocas | Registered representative | Apr 2017 (9y) | ||
| Alexandra G Chan | Registered representative | May 2017 (9y) | ||
| Woong Seong Hwang | Registered representative | Aug 2017 (9y) | ||
| Sharon Bowen | Registered representative | Dec 2017 (9y) | ||
| Dominick Ernest Molinari | Registered representative | Jun 2018 (8y) | ||
| Mark Nelson Hogan | Registered representative | CFP | Jun 2018 (8y) | |
| Joshua Michael Hogan | Registered representative | Jun 2018 (8y) | ||
| Leah Mills Eller | Registered representative | CFP | Jun 2018 (8y) | |
| Keary Pratt Castleberry | Registered representative | Aug 2018 (8y) | ||
| Lara Jean Sterns | Registered representative | Aug 2018 (8y) | ||
| Arnaldo Cunha Rego | Registered representative | Jun 2019 (7y) | ||
| George Max Arias | Registered representative | Jun 2019 (7y) | ||
| Francisco Renato Murillo | Registered representative | Jun 2019 (7y) | ||
| Daniel Jose Rodriguez | Registered representative | Apr 2020 (6y) | ||
| Tatianna Marie Martinez Ventura | Registered representative | May 2020 (6y) | ||
| Alberto Eduardo Bravo | Registered representative | Sep 2020 (6y) | ||
| Luis F Vegas | Registered representative | Nov 2020 (6y) | ||
| Michael James Kreuzer | Registered representative | Dec 2020 (6y) | ||
| Michael Francis Schmatz | Registered representative | Dec 2020 (6y) | ||
| William Keith Markel | Registered representative | CFP | Dec 2020 (6y) | |
| Cynthia A Hewitt | Registered representative | Dec 2020 (6y) | ||
| Johanna Haza | Registered representative | Mar 2021 (5y) | ||
| Omar Javier Macias | Registered representative | Mar 2021 (5y) | ||
| Alfredo Garcia | Registered representative | Apr 2021 (5y) | ||
| Jacobson Bathelmy | Registered representative | Apr 2021 (5y) | ||
| Mike Camilo Toledo | Registered representative | Apr 2021 (5y) | ||
| Wilton Mejia | Registered representative | Apr 2021 (5y) | ||
| Andrew Stuart Leventhal | Registered representative | Apr 2021 (5y) | ||
| Marivi Rodriguez | Registered representative | May 2021 (5y) | ||
| Caesar Anthony Cepeda | Registered representative | May 2021 (5y) | ||
| Ana Paula Pinto O'keefe | Registered representative | May 2021 (5y) | ||
| Jessy S Mogro | Registered representative | May 2021 (5y) | ||
| Jose Julio Oliveira | Registered representative | May 2021 (5y) | ||
| Jorge G Silva | Registered representative | CFP | Jun 2021 (5y) | |
| Tony Esses | Registered representative | Jul 2021 (5y) | ||
| Paula Alejandra Oddone | Registered representative | Sep 2021 (5y) | ||
| Andrew Wilson Heitner | Registered representative | Apr 2022 (4y) | ||
| Christian F Gallo | Registered representative | Apr 2022 (4y) | ||
| Nicole Matilde Boutmy De Katzmann | Registered representative | Apr 2022 (4y) | ||
| Andrew Gerli Randak | Registered representative | CFA | Apr 2022 (4y) | |
| Kristian Anthony Sedeno | Registered representative | Apr 2022 (4y) | ||
| Daysi Michelle Leiva | Registered representative | May 2022 (4y) | ||
| Mark Thomas Conway | Registered representative | May 2022 (4y) | ||
| Thomas J Hakala | Registered representative | Personal Financial Specialist | Jul 2022 (4y) | |
| Allen Anton Jacobi | Registered representative | Aug 2022 (4y) | ||
| Jaclyn Ann Green | Registered representative | Aug 2022 (4y) | ||
| Paula M Gaibor | Registered representative | Aug 2022 (4y) | ||
| Richard Stephen Bartholow | Registered representative | Feb 2023 (3y) | ||
| Stephanie Amber Powell | Registered representative | Feb 2023 (3y) | ||
| Eduardo Alvarez Andreu | Registered representative | Feb 2023 (3y) | ||
| Douglas Joseph Gill | Registered representative | Jun 2023 (3y) | ||
| Nichole Elizabeth Barilla | Registered representative | CFP | Jun 2023 (3y) | |
| Benny Omar Torres Sanchez | Registered representative | Oct 2023 (3y) | ||
| Claudia Patricia Carmona | Registered representative | Oct 2023 (3y) | ||
| Julian Esses | Registered representative | CFA | Oct 2023 (3y) | |
| Schuyler Chase Cayton | Registered representative | CFP | Nov 2023 (3y) | |
| Wendell Wayne Cayton | Registered representative | Chartered Financial Consultant | Nov 2023 (3y) | |
| John Paul Zagroba Mcmanus | Registered representative | CFA | Dec 2023 (3y) | |
| Ron Jacob Zuckerman | Registered representative | Dec 2023 (3y) | ||
| George Sarlanis | Registered representative | Jan 2024 (3y) | ||
| Sebastian Ramos | Registered representative | Jan 2024 (3y) | ||
| Christian Silvalima Gherardi | Registered representative | Jan 2024 (3y) | ||
| Brian J Solomon | Registered representative | Feb 2024 (2y) | ||
| Spencer Reece | Registered representative | Mar 2024 (2y) | ||
| Gregory William Timeranko | Registered representative | May 2024 (2y) | ||
| Jaime Sanchez Yarza | Registered representative | Jun 2024 (2y) | ||
| Jose Andres Ramirez | Registered representative | Jun 2024 (2y) | ||
| Paula A Gonzales | Registered representative | Jun 2024 (2y) | ||
| Felipe Andres Torres | Registered representative | Jul 2024 (2y) | ||
| Ashley Lamothe | Registered representative | Jul 2024 (2y) | ||
| Brett Justin Pencar | Registered representative | Oct 2024 (2y) | ||
| Armando Alexis Urena | Registered representative | Jan 2025 (2y) | ||
| Joseph A Raieta | Registered representative | Jan 2025 (2y) | ||
| Owen G Parr | Registered representative | Jan 2025 (2y) | ||
| Robert A Russak | Registered representative | Jun 2025 (1y) | ||
| Juan Pedro Sarracino | Registered representative | Jun 2025 (1y) | ||
| Erika Ungeheuer Winters | Registered representative | Jul 2025 (1y) | ||
| Jennifer Lynn Cute | Registered representative | CFA | Oct 2025 (1y) | |
| Joseph Louis Bernheimer | Registered representative | CFP Chartered Financial Consultant | Nov 2025 (1y) | |
| James E. Cannon | Registered representative | Jan 2026 (1y) | ||
| Luis A. Gonzalez | Registered representative | Jan 2026 (1y) | ||
| Matthew Edward Callahan | Registered representative | Jan 2026 (1y) | ||
| Maria Pansini | Registered representative | Apr 2026 (0y) | ||
| Ruby Mc Farland | Registered representative | Apr 2026 (0y) | ||
| Moran Tzaban Cohen | Registered representative | Apr 2026 (0y) | ||
| Luis Fern Gonzalez Fitzmaurice | Registered representative | May 2026 (0y) | ||
| Emily M Clinton | Registered representative | Jun 2026 (0y) | ||
| Gilbert Anthony Rodriguez | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Scp Intermediate Holdings, Llc | Sole Member | Dec 2022 | A | 75% or more |
| Estancia Managing Directors Llc | Member | Jul 2009 | B | 75% or more of Estancia Gp, Llc (indirect) |
| Scp Parent Llc | Sole Member | Dec 2022 | B | ≈ 56.25% – 100% via Scp Intermediate Holdings, Llc |
| Snowden Capital Partners Llc | Sole Member | Dec 2022 | B | ≈ 42.19% – 100% via Scp Parent Llc |
| Estancia Capital Partners, Lp | Member Series A 1 Preferred Units | Dec 2013 | B | ≈ 21.09% – 75% via Snowden Capital Partners Llc |
| Estancia Gp, Llc | General Partner | Jul 2009 | B | GP / trustee / elected manager of Estancia Capital Partners, L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Mendez, Michael, Casares: 50% – 75% of Estancia Capital Partners, Lp × 50% – 75% of Snowden Capital Partners Llc × 75% – 100% of Scp Parent Llc × 75% – 100% of Scp Intermediate Holdings, Llc × 75% – 100% direct ≈ 10.55% – 56.25% of the firm
- Scp Parent Llc: 75% – 100% of Scp Intermediate Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Snowden Capital Partners Llc: 75% – 100% of Scp Parent Llc × 75% – 100% of Scp Intermediate Holdings, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Estancia Capital Partners, Lp: 50% – 75% of Snowden Capital Partners Llc × 75% – 100% of Scp Parent Llc × 75% – 100% of Scp Intermediate Holdings, Llc × 75% – 100% direct ≈ 21.09% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (9)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Porto's Bakery, Inc. 401(k) Plan | Porto's Bakery, Inc. | 1,598 | $10.0M | 01/01/2024 |
| Gelman, Rosenberg & Freedman, Pc Profit Sharing Plan And Trust | Gelman, Rosenberg & Freedman, Pc | 182 | $36.5M | 01/01/2024 |
| San Antonio Winery, Inc. 401(k) Plan | San Antonio Winery, Inc. | 424 | $34.3M | 01/01/2024 |
| Spi Pharma 401(k) Plan | Spi Pharma | 202 | $56.6M | 01/01/2024 |
| Audemars Piguet North America Inc. 401(k) Profit Sharing Plan | Audemars Piguet North America, Inc | 203 | $24.4M | 01/01/2024 |
| Audemars Piguet (North America) Inc. Cash Balance Plan | Audemars Piguet North America, Inc | 176 | $6.3M | 01/01/2024 |
| The Ivymount School And Programs 403(b) Plan | The Ivymount School, Inc. | 275 | $24.8M | 01/01/2024 |
| Shinhan Bank America 401(k) Profit Sharing Plan & Trust | Shinhan Bank America | 217 | $22.7M | 01/01/2024 |
| Tns 401(k) Retirement Savings Plan | Tns Inc | 571 | $146M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/09/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Pershing $7.1B (80% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 09, 2026.
View current Form ADV (SEC/IAPD) ↗