Heronetta Management, L.P.
- Regulatory AUM
- $254M
- Discretionary
- $254M
- Clients
- 28
- Avg AUM / client
- $9.1M
- Accounts
- 28
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 27 | $163M | 64.4% |
| Pooled investment vehicles (non-investment companies) | 1 | $90.3M | 35.6% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $72.6M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Heron Income Fund L.P. | Other Private Fund | Delaware | $72.6M | 38 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Breck, Henry, Reynolds | Managing Partner | Dec 2007 (19y) | 75% or more | |
| Scott, Jeffrey, Joseph | Chief Compliance Officer | Jan 2015 (12y) | Less than 5% | |
| Breck, Owen, I. | Partner | Mar 2015 (11y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Heronetta Management, Llc | General Partner | Jan 2008 | A | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $72.6M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Heron Income Fund L.P. | Other Private Fund | $72.6M | $1.0M | 38 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Morgan Stanley $85.9M (34% of AUM) Mar 2026
- Cibc Mellon Trust Company $82.4M (25% of AUM) Mar 2025
- UBS $49.9M (20% of AUM) Mar 2026
- J.P. Morgan $11.3M (4% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗