AUMdb

Tsw Ii Capital Advisors, Llc

SEC-registered Private Fund Manager · Small ($100M–$1B) CRD 157380 · SEC file 801-73369 · Chattanooga, TN · www.tsw3ventures.com
☆ Save with Pro ADV data as of Mar 04, 2026
Regulatory AUM
$545M
Discretionary
$545M
Clients
9
Avg AUM / client
$60.5M
Accounts
9
Employees
7

AUM over time

$268M $552M
Feb 13, 2012 Mar 4, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 04, 2026

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 9 $545M 100.0%

Private funds (7)

Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $471M combined gross assets

FundTypeDomicileGross assetsOwners
Tsw3, L.P. Hedge Fund Delaware $248M 164
Tsw Ii, L.P. master Hedge Fund Delaware $165M 66
Tsw Ii Offshore, Spc feeder Hedge Fund Cayman Islands $27.6M 8
Tsw Ii Domestic, L.P. feeder Hedge Fund Delaware $12.5M 19
Tsws, Lp Hedge Fund Delaware $9.4M 8
Tsw3 Co Investment I, Llc Hedge Fund Delaware $6.3M 32
Tsw3 Vc 1, Llc Hedge Fund Delaware $1.9M 9

People (4)

NameRole / titleCredentialsWith firm sinceOwnership
Fehr, Christopher, James Chief Operating Officer/Chief Compliance Officer Oct 2011 (15y) Less than 5%
Freeman, Mindy, Leah Chief Financial Officer Oct 2011 (15y) Less than 5%
Caldwell, Lafayette, Hardwick Chairman Jan 2021 (6y) 75% or more
Nevin, Katharine, Caldwell President/Portfolio Manager Jan 2021 (6y) 5% – 10%

Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (7, $471M gross assets)

FundTypeGross assetsMin. investmentOwners
Tsw3, L.P. Hedge Fund $248M $1.0M 164
Tsw Ii, L.P. Hedge Fund $165M $1.0M 66
Tsw Ii Offshore, Spc Hedge Fund $27.6M $1.0M 8
Tsw Ii Domestic, L.P. Hedge Fund $12.5M $1.0M 19
Tsws, Lp Hedge Fund $9.4M $250K 8
Tsw3 Co Investment I, Llc Hedge Fund $6.3M $250K 32
Tsw3 Vc 1, Llc Hedge Fund $1.9M $250K 9

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/04/2026 2.78 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for pooled investment vehicles

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 04, 2026.

View current Form ADV (SEC/IAPD) ↗