AUMdb
K&

Kearns & Associates Llc

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 157449 · SEC file 801-73342 ·
☆ Save with Pro ADV data as of Mar 10, 2026
Regulatory AUM
$1.2B
Discretionary
$621M
Clients
46
Avg AUM / client
$25.6M
Accounts
53
Employees
2

AUM over time

$517M $1.5B
Feb 10, 2012 Mar 10, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 10, 2026

Who they serve

Client typeClientsAUM% of AUM
High net worth individuals 46 $786M 66.8%
Charitable organizations Fewer than 5 clients $390M 33.2%

People (1)

NameRole / titleCredentialsWith firm sinceOwnership
Kearns, Jeffrey, Joseph Member & President Jan 2003 (24y) 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/10/2026 902 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Portfolio management for individuals/small businesses
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.

View current Form ADV (SEC/IAPD) ↗