Iqvestment, Llc
- Regulatory AUM
- $22.3M
- Discretionary
- $22.3M
- Clients
- 235
- Avg AUM / client
- $94.9K
- Accounts
- 237
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 235 | $1.0M | 4.63% |
| Banking or thrift institutions | Fewer than 5 clients | $367K | 1.64% |
| Other investment advisers | Fewer than 5 clients | $20.9M | 93.7% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ethan Teel Brown | Director Of Trading And Operations | Apr 2019 (7y) | Less than 5% | |
| Dausch, Justin, Carter | Chief Compliance Officer | Nov 2019 (7y) | Less than 5% | |
| Cott, James, Richard | Chief Financial Officer | Nov 2021 (5y) | Less than 5% | |
| Guthery, John, Armistead | Chief Investment Officer | Jul 2022 (4y) | Less than 5% | |
| Susan Lyn Burke | Registered representative | Jul 2025 (1y) | ||
| Kyle Joseph Healy | Registered representative | Sep 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Iqvestment Holdings, Llc | Sole Owner | Mar 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/05/2026 | 990 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Drivewealth, Llc $22.2M (100% of AUM) Mar 2026
- Apex Clearing $2.0M (97% of AUM) Nov 2024
- Green Pier Fintech Llc $74.5K (0% of AUM) Mar 2026
- TD Ameritrade $5.0K (11% of AUM) Jul 2020
- Interactive Brokers $3.7K (0% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.
View current Form ADV (SEC/IAPD) ↗