Dudley & Shanley, Inc.
- Regulatory AUM
- $747M
- Discretionary
- $747M
- Clients
- 51
- Avg AUM / client
- $14.6M
- Accounts
- 51
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 45 | $423M | 56.7% |
| Pooled investment vehicles (non-investment companies) | 3 | $261M | 35.0% |
| Charitable organizations | 3 | $62.5M | 8.37% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $243M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Canisteo Fund, Llc | Other Private Fund | Delaware | $129M | 34 |
| Greenhouse Associates, Llc | Other Private Fund | Delaware | $93.4M | 6 |
| Greenfield Fund, Lp | Other Private Fund | Delaware | $19.8M | 12 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Frank Emmett Shanley | President And Chief Compliance Officer | Jan 2018 (9y) | 25% – 50% | |
| Gregory Richard Greene | Senior Vice President And Treasurer | CFA | Jan 2018 (9y) | 10% – 25% |
| Henry Claypool Dudley | Chairman | Jan 2018 (9y) | 25% – 50% | |
| Mcnamara, Christiane, C | Vice President, Secretary And Assistant Treasurer | Jan 2018 (9y) | 5% – 10% |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $243M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Canisteo Fund, Llc | Other Private Fund | $129M | $1.0M | 34 |
| Greenhouse Associates, Llc | Other Private Fund | $93.4M | $0 | 6 |
| Greenfield Fund, Lp | Other Private Fund | $19.8M | $500K | 12 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/05/2026 | 1.51 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Other services
Custody
Reported custodians
- BNY Mellon $320M (43% of AUM) Mar 2026
- J.P. Morgan $165M (22% of AUM) Mar 2026
- TD Ameritrade $74.7M (11% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.
View current Form ADV (SEC/IAPD) ↗