Wynnefield Capital, Inc.
- Regulatory AUM
- $185M
- Discretionary
- $185M
- Clients
- 4
- Avg AUM / client
- $46.1M
- Accounts
- 4
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 15, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 3 | $177M | 95.9% |
| Pension and profit sharing plans | 1 | $7.6M | 4.13% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $266M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Wynnefield Partners Small Cap Value L.P. I | Hedge Fund | Delaware | $136M | 78 |
| Wynnefield Partners Small Cap Value L.P. | Hedge Fund | Delaware | $85.0M | 56 |
| Wynnefield Small Cap Value Offshore Fund Ltd. | Hedge Fund | Cayman Islands | $45.0M | 18 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Landes, Joshua, Haim | Executive Vice President / Secretary / Treasurer | Nov 1992 (34y) | 50% – 75% | |
| Obus, Nelson, Jay | President | Nov 1992 (34y) | 50% – 75% | |
| Liu, W. Alex | Chief Compliance Officer / Chief Operating Officer | Jan 2018 (9y) | Less than 5% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $266M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Wynnefield Partners Small Cap Value L.P. I | Hedge Fund | $136M | $250K | 78 |
| Wynnefield Partners Small Cap Value L.P. | Hedge Fund | $85.0M | $250K | 56 |
| Wynnefield Small Cap Value Offshore Fund Ltd. | Hedge Fund | $45.0M | $250K | 18 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/15/2026 | 1.56 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 15, 2026.
View current Form ADV (SEC/IAPD) ↗