Mcw Financial, Inc.
- Regulatory AUM
- $161M
- Discretionary
- $155M
- Clients
- 259
- Avg AUM / client
- $621K
- Accounts
- 259
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 205 | $27.2M | 16.9% |
| High net worth individuals | 54 | $134M | 83.1% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Charles Weber | President And Chief Compliance Officer | May 1997 (29y) | 75% or more | |
| Michael Leonard Weber | Registered representative | Aug 2011 (15y) | ||
| Luann Driscoll | Registered representative | Nov 2011 (15y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Raymond James $104M (65% of AUM) Mar 2026
- Great American $11.3M (10% of AUM) Dec 2021
- Unified Trust Company, N.A. $4.0M (3% of AUM) Dec 2021
- American Equity Insurance $1.5M (1% of AUM) Dec 2021
- Athene $613K (1% of AUM) Dec 2021
- Fidelity And Guarenty $250K (0% of AUM) Dec 2021
- North American Company $152K (0% of AUM) Dec 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.
View current Form ADV (SEC/IAPD) ↗