Wolff Wiese Magana Llc
- Regulatory AUM
- $382M
- Discretionary
- $359M
- Clients
- 570
- Avg AUM / client
- $670K
- Accounts
- 1,682
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 442 | $98.0M | 25.7% |
| High net worth individuals | 103 | $262M | 68.6% |
| Pension and profit sharing plans | 15 | $17.8M | 4.67% |
| Corporations and other businesses | 10 | $3.9M | 1.02% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Catherine Mary Magana | Managing Member | CFP | Jul 2011 (15y) | 25% – 50% |
| Harmon, Kerry, Annette | Chief Compliance Officer | Jul 2011 (15y) | Less than 5% | |
| Wolff, Steven, Ray | Managing Member | Jul 2011 (15y) | 25% – 50% | |
| Vincent Joseph Stefano | Registered representative | Jan 2013 (14y) | ||
| Gregory James Carroll | Registered representative | CFP | May 2019 (7y) | |
| Rachel Teresa Ivanovich | Registered representative | Jul 2021 (5y) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/12/2026 | 937 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $369M (97% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 12, 2026.
View current Form ADV (SEC/IAPD) ↗