I&
Investment & Tax Strategies, Inc.
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 157717
· SEC file 801-135140
·
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ADV data as of Feb 04, 2026
- Regulatory AUM
- $118M
- Discretionary
- $118M
- Clients
- 350
- Avg AUM / client
- $337K
- Accounts
- 560
- Employees
- 1
AUM over time
$118M
$118M
Dec 11, 2025
Feb 4, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 04, 2026
Asset allocation (SMA assets by investment type)
as of Feb 04, 2026
Exchange-traded equities
$82.6M
70%
Non-exchange-traded equities
$23.6M
20%
Cash & equivalents
$11.8M
10%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 342 | $106M | 89.4% |
| High net worth individuals | 8 | $12.5M | 10.6% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/04/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 04, 2026.
View current Form ADV (SEC/IAPD) ↗