Redwood Financial Network Corp.
SEC-registered
Insurance-Affiliated · Small ($100M–$1B)
CRD 157834
· SEC file 801-79617
· Solon, OH
· REDWOODFN.COM
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $263M
- Discretionary
- $261M
- Clients
- 1,019
- Avg AUM / client
- $258K
- Accounts
- 1,019
- Employees
- 11
AUM over time
$92.4M
$263M
Dec 2013
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 625 | $75.7M | 28.8% |
| High net worth individuals | 387 | $183M | 69.6% |
| Pension and profit sharing plans | 6 | $4.1M | 1.56% |
| Corporations and other businesses | 1 | $107K | 0.04% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sunwook Jin | Managing Director | CFP | Jun 2011 (15y) | 50% – 75% |
| William John Gordon | Managing Director/Chief Compliance Officer | Jun 2011 (15y) | 50% – 75% | |
| Nathan Adam Maciejowski | Registered representative | Jun 2014 (12y) | ||
| Helen Waleta Hartman | Registered representative | Dec 2014 (12y) | ||
| William Ward Hope | Registered representative | Oct 2017 (9y) | ||
| Dan John Kopcak | Registered representative | Apr 2018 (8y) | ||
| Ryan Bailey | Registered representative | Jan 2022 (5y) | ||
| Anne Catherine Vinickas | Registered representative | Jan 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SUBSCRIPTION FEES FOR SOFTWARE OR WEB BASED APPLICATIONS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $263M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗