Westview Capital Management Llc
- Regulatory AUM
- $2.1B
- Discretionary
- $2.1B
- Clients
- 3
- Avg AUM / client
- $705M
- Accounts
- 3
- Employees
- 20
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 3 | $2.1B | 100.0% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $1.1B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Westview Capital Partners Iv, L.P. | Private Equity Fund | Delaware | $781M | 64 |
| Westview Capital Partners V, L.P. | Private Equity Fund | Delaware | $221M | 94 |
| Westview Capital Partners Iii, Lp | Private Equity Fund | Delaware | $116M | 51 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Wells Fargo & Company Cash Balance Plan Wells Fargo & Company | 2024 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daury, Kevin, Matthew | Chief Compliance Officer | Mar 2018 (8y) | Less than 5% | |
| Von Schroeter, Carlo | President | May 2023 (3y) | ≈ 12.5% – 37.5% via Westview Parent, Inc. | |
| Williams, Richard, Jeffrey | Treasurer & Secretary | May 2023 (3y) | ≈ 12.5% – 37.5% via Westview Parent, Inc. | |
| Carroll, Matthew, T | Member | Jun 2023 (3y) | 25% – 50% | |
| Hunnicutt, Jonathan, Edward | Member | Jun 2023 (3y) | 25% – 50% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Westview Parent, Inc. | Member | Jun 2023 | A | 50% – 75% |
Estimated effective ownership (look-through of filed bands):
- Von Schroeter, Carlo: 25% – 50% of Westview Parent, Inc. × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
- Williams, Richard, Jeffrey: 25% – 50% of Westview Parent, Inc. × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $1.1B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Westview Capital Partners Iv, L.P. | Private Equity Fund | $781M | $100K | 64 |
| Westview Capital Partners V, L.P. | Private Equity Fund | $221M | $100K | 94 |
| Westview Capital Partners Iii, Lp | Private Equity Fund | $116M | $100K | 51 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Wells Fargo & Company Cash Balance Plan | Wells Fargo & Company | 40,642 | $8.3B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.77 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗