Setarcos Wealth Advisors Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 157930
· SEC file 801-135815
· Philadelphia, PA
· www.linkedin.com
☆ Save with Pro
ADV data as of May 18, 2026
- Regulatory AUM
- $112M
- Discretionary
- $112M
- Clients
- 54
- Avg AUM / client
- $2.1M
- Accounts
- 229
- Employees
- 3
AUM over time
$112M
$112M
Dec 2025
May 2026
Annual snapshots from Form ADV filings · as of May 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 14 | $6.5M | 5.78% |
| High net worth individuals | 40 | $105M | 94.2% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard Gordon Faw | Registered representative | CFP CFA | Jul 2011 (15y) | |
| Stephen Alfred Way | Registered representative | CFP | Apr 2014 (12y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/18/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $107M (96% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 18, 2026.
View current Form ADV (SEC/IAPD) ↗