Vertical Wealth, Llc
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 158010
· Indianapolis, IN
· WWW.LEGACYPRACTICE.COM
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ADV data as of May 28, 2025
- Regulatory AUM
- $31.7M
- Discretionary
- $31.7M
- Clients
- 66
- Avg AUM / client
- $480K
- Accounts
- 133
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 61 | $13.0M | 41.2% |
| High net worth individuals | 2 | $5.8M | 18.4% |
| Pooled investment vehicles (non-investment companies) | 1 | $678K | 2.14% |
| Charitable organizations | 2 | $12.1M | 38.2% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Joseph Wheeler | Registered representative | Sep 2011 (15y) | ||
| Christopher Michael Herrmann | Registered representative | May 2016 (10y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/28/2025 | 1.43 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $28.3M (89% of AUM) May 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 28, 2025.
View current Form ADV (SEC/IAPD) ↗