Alternative Investment Management, Llc
SEC-registered
Private Fund Manager · Mid-sized ($1B–$10B)
CRD 158028
· SEC file 801-74165
· New York, NY
· WWW.AIM13.COM
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ADV data as of May 05, 2026
- Regulatory AUM
- $1.8B
- Discretionary
- $1.8B
- Clients
- 24
- Avg AUM / client
- $73.3M
- Accounts
- 24
- Employees
- 15
AUM over time
$756M
$1.8B
Feb 14, 2012
May 5, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of May 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 23 | $1.4B | 79.9% |
| Other | 1 | $354M | 20.1% |
Private funds (23)
View all →Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $1.2B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Rebel Industries, Llc | Hedge Fund | Delaware | $280M | 163 |
| Thirteen Partners Offshore, Ltd. | Hedge Fund | Cayman Islands | $121M | 73 |
| Thirteen Partners Concentrated 4, Llc | Hedge Fund | Delaware | $117M | 44 |
| Thirteen Partners, Lp | Hedge Fund | Delaware | $103M | 46 |
| Thirteen Partners Private Equity 5, L.P. | Private Equity Fund | Delaware | $72.8M | 73 |
| Thirteen Partners Private Equity 4, L.P. | Private Equity Fund | Delaware | $67.2M | 91 |
| Thirteen Partners Private Equity A, Llc | Private Equity Fund | Delaware | $55.1M | 1 |
| Thirteen Partners Private Equity 3, L.P. | Private Equity Fund | Delaware | $45.5M | 59 |
| Thirteen Partners Private Equity 6, L.P. | Private Equity Fund | Delaware | $45.3M | 81 |
| Har Investors, Llc | Hedge Fund | Delaware | $44.7M | 37 |
| Thirteen Partners Private Equity 7, L.P. | Private Equity Fund | Delaware | $35.4M | 68 |
| Thirteen Partners Private Equity 8, L.P. | Private Equity Fund | Delaware | $34.5M | 68 |
| Har Investors 2, Llc | Hedge Fund | Delaware | $33.8M | 35 |
| Thirteen Partners Private Equity 9, L.P. | Private Equity Fund | Delaware | $33.5M | 73 |
| Thirteen Partners Direct Spv 4, Llc | Private Equity Fund | Delaware | $24.7M | 28 |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Harris, Jonathan | Chief Executive Officer, Partner, Manager, And Trustee Jonathan M Harris Revocable Trust U/A 12/18/02 | Dec 2002 (24y) | Less than 5% | |
| Moore, David, Lewis | Manager | Jan 2007 (20y) | Less than 5% | |
| Cantor, Diana, Fine | Partner, Manager | Jan 2013 (14y) | Less than 5% | |
| Yu, Susan, Mays | Partner | Jan 2014 (13y) | Less than 5% | |
| Brown, Peter, Murphy | Partner, Chief Compliance Officer | Feb 2014 (13y) | Less than 5% | |
| Villhauer, Phillipp | Partner | May 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Jonathan M Harris Revocable Trust U/A 12/18/02 | Member | Dec 2002 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (23, $1.2B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Rebel Industries, Llc | Hedge Fund | $280M | $1.0M | 163 |
| Thirteen Partners Offshore, Ltd. | Hedge Fund | $121M | $1.0M | 73 |
| Thirteen Partners Concentrated 4, Llc | Hedge Fund | $117M | $100K | 44 |
| Thirteen Partners, Lp | Hedge Fund | $103M | $1.0M | 46 |
| Thirteen Partners Private Equity 5, L.P. | Private Equity Fund | $72.8M | $100K | 73 |
| Thirteen Partners Private Equity 4, L.P. | Private Equity Fund | $67.2M | $100K | 91 |
| Thirteen Partners Private Equity A, Llc | Private Equity Fund | $55.1M | $250K | 1 |
| Thirteen Partners Private Equity 3, L.P. | Private Equity Fund | $45.5M | $250K | 59 |
| Thirteen Partners Private Equity 6, L.P. | Private Equity Fund | $45.3M | $100K | 81 |
| Har Investors, Llc | Hedge Fund | $44.7M | $1.0M | 37 |
| Thirteen Partners Private Equity 7, L.P. | Private Equity Fund | $35.4M | $100K | 68 |
| Thirteen Partners Private Equity 8, L.P. | Private Equity Fund | $34.5M | $100K | 68 |
| Har Investors 2, Llc | Hedge Fund | $33.8M | $100K | 35 |
| Thirteen Partners Private Equity 9, L.P. | Private Equity Fund | $33.5M | $100K | 73 |
| Thirteen Partners Direct Spv 4, Llc | Private Equity Fund | $24.7M | $100K | 28 |
| Thirteen Partners Concentrated, Ltd. | Hedge Fund | $21.2M | $100K | 25 |
| Thirteen Partners Direct Spv 5, Llc | Private Equity Fund | $19.3M | $100K | 33 |
| Thirteen Partners Private Equity 10, L.P. | Private Equity Fund | $15.7M | $100K | 56 |
| Thirteen Partners Private Equity 2008, L.P. | Private Equity Fund | $15.3M | $1.0M | 65 |
| Aim13 Cvp Partners Spv I, Llc | Private Equity Fund | $4.3M | $100K | 25 |
| Thirteen Partners Private Equity, L.P. | Private Equity Fund | $3.4M | $1.0M | 58 |
| Aim13 Cvp Partners Spv Ii, Llc | Private Equity Fund | $2.0M | $100K | 37 |
| Tlm Partners, L.P. | Private Equity Fund | $681K | $0 | 6 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/05/2026 | 6.39 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Morgan Stanley $110M (6% of AUM) May 2026
- UBS $59.3M (3% of AUM) May 2026
- J.P. Morgan $23.6M (2% of AUM) May 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 05, 2026.
View current Form ADV (SEC/IAPD) ↗