Coller Capital Inc
- Regulatory AUM
- $12.0B
- Discretionary
- $0
- Clients
- 33
- Avg AUM / client
- $362M
- Accounts
- 33
- Employees
- 67
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 33 | $12.0B | 100.0% |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Coller, Jeremy, Joseph | Owner | Oct 1993 (33y) | ≈ 42.19% – 100% via Cicap Limited | |
| Ochsenfeld, Frank | Chief Compliance Officer | Sep 2013 (13y) | Less than 5% | |
| Lamb, Helen, Louise | Director | Nov 2013 (13y) | Less than 5% | |
| Resnick, Brandon | Director | Jan 2022 (5y) | Less than 5% | |
| Rosen, Peter, Charles Whelan | Director | Sep 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Coller Capital Limited | Owner | Apr 2003 | A | 75% or more |
| Cicap Limited | Owner | Feb 1995 | B | ≈ 56.25% – 100% via Coller Capital Limited |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Coller, Jeremy, Joseph: 75% – 100% of Cicap Limited × 75% – 100% of Coller Capital Limited × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Cicap Limited: 75% – 100% of Coller Capital Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/02/2026 | 1.71 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Other fees
- • COST PLUS FEE
Services
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 18, 2026.
View current Form ADV (SEC/IAPD) ↗