Castle Harlan, Inc.
SEC-registered
Private Fund Manager · Small ($100M–$1B)
CRD 158106
· SEC file 801-74023
· New York, NY
· WWW.CASTLEHARLAN.COM
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ADV data as of Mar 27, 2026
- Regulatory AUM
- $678M
- Discretionary
- $678M
- Clients
- 21
- Avg AUM / client
- $32.3M
- Accounts
- 21
- Employees
- 27
AUM over time
$471M
$1.7B
Feb 14, 2012
Mar 27, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 21 | $678M | 100.0% |
Private funds (23)
View all →Reported in Form ADV Section 7.B.(1), filing of Aug 2024 · $595M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| The Branford Castle Fund Ii, L.P. | Private Equity Fund | Delaware | $246M | 104 |
| Castle Harlan Partners V, L.P. master | Private Equity Fund | Delaware | $103M | 47 |
| The Branford Castle Fund, L.P. | Private Equity Fund | Delaware | $97.9M | 45 |
| Branford Top Hold Filtration Blocker Lp | Private Equity Fund | Delaware | $31.1M | 12 |
| Castle Harlan Shc Partners, L.P. | Private Equity Fund | Delaware | $29.6M | 9 |
| Chp V Aiv Holdings Lp master | Private Equity Fund | Cayman Islands | $23.1M | 47 |
| Castle Harlan Baf Partners, L.P. | Private Equity Fund | Delaware | $20.1M | 14 |
| Chp V Sd Co Invest, Lp | Private Equity Fund | Cayman Islands | $9.7M | 17 |
| Branford Top Hold Gpt Blocker Lp | Private Equity Fund | Delaware | $9.6M | 12 |
| Branford Top Hold Lafayette Instrument Blocker L.P. | Private Equity Fund | Delaware | $7.6M | 12 |
| Titan Delaware Blocker L.P. | Private Equity Fund | Delaware | $6.3M | 12 |
| Branford Top Hold Floats Blocker Lp | Private Equity Fund | Delaware | $3.4M | 13 |
| Castle Harlan Partners Iv, L.P. | Private Equity Fund | Delaware | $2.0M | 2 |
| Castle Harlan Partners V Affiliates, L.P. | Private Equity Fund | Delaware | $1.8M | 40 |
| Chp V Aiv Pool 2, Ltd. master | Private Equity Fund | Cayman Islands | $1.3M | 29 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Castle, John, Krob | Ceo, Chairman Of The Board Of Directors, Shareholder | Apr 1987 (39y) | 75% or more | |
| Pittaway, David, B | Sr. Managing Director, Chief Compliance Officer, Sr. Vice President, Secretary, Vice Chairman Of The Board Of Directors | May 2017 (9y) | Less than 5% | |
| Castle, David, Alexander | Sr. Vice President, Treasurer, Chief Administrative Officer, Member Of The Board Of Directors | Jul 2018 (8y) | Less than 5% | |
| Reddington, James, Aloysious | Chief Financial Officer, Sr. Vice President | Jul 2018 (8y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (23, $595M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| The Branford Castle Fund Ii, L.P. | Private Equity Fund | $246M | $100K | 104 |
| Castle Harlan Partners V, L.P. | Private Equity Fund | $103M | $250K | 47 |
| The Branford Castle Fund, L.P. | Private Equity Fund | $97.9M | $200K | 45 |
| Branford Top Hold Filtration Blocker Lp | Private Equity Fund | $31.1M | $0 | 12 |
| Castle Harlan Shc Partners, L.P. | Private Equity Fund | $29.6M | $100K | 9 |
| Chp V Aiv Holdings Lp | Private Equity Fund | $23.1M | $250K | 47 |
| Castle Harlan Baf Partners, L.P. | Private Equity Fund | $20.1M | $0 | 14 |
| Chp V Sd Co Invest, Lp | Private Equity Fund | $9.7M | $100K | 17 |
| Branford Top Hold Gpt Blocker Lp | Private Equity Fund | $9.6M | $0 | 12 |
| Branford Top Hold Lafayette Instrument Blocker L.P. | Private Equity Fund | $7.6M | $0 | 12 |
| Titan Delaware Blocker L.P. | Private Equity Fund | $6.3M | $128K | 12 |
| Branford Top Hold Floats Blocker Lp | Private Equity Fund | $3.4M | $0 | 13 |
| Castle Harlan Partners Iv, L.P. | Private Equity Fund | $2.0M | $200K | 2 |
| Castle Harlan Partners V Affiliates, L.P. | Private Equity Fund | $1.8M | $50.0K | 40 |
| Chp V Aiv Pool 2, Ltd. | Private Equity Fund | $1.3M | $10.0K | 29 |
| Castle Harlan Partners V Qp, L.P. | Private Equity Fund | $860K | $100K | 22 |
| Chp V Qp Aiv Lp | Private Equity Fund | $723K | $100K | 22 |
| Castle Harlan Offshore Partners Iv, L.P. | Private Equity Fund | $641K | $0 | 2 |
| Chp V Affiliates Aiv Lp | Private Equity Fund | $505K | $50.0K | 40 |
| Castle Harlan Affiliates Iv Ai, L.P. | Private Equity Fund | $3.1K | $0 | 2 |
| Frogmore Affiliates Iv, L.P. | Private Equity Fund | $2.0K | $0 | 2 |
| Castle Harlan Affiliates Iv Qp, L.P. | Private Equity Fund | $200 | $0 | 2 |
| Castle Harlan Aes Partners, L.P. | Private Equity Fund | $0 | $0 | 0 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 5.54 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗