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Wealth Manager · Boutique (under $100M)
CRD 158125
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ADV data as of Mar 14, 2025
- Regulatory AUM
- $6.5M
- Discretionary
- $6.5M
- Clients
- 15
- Avg AUM / client
- $434K
- Accounts
- 15
- Employees
- 2
AUM over time
$3.0M
$21.0M
Dec 1, 2014
Mar 14, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 14, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 15 | $6.5M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Interactive Brokers $3.2M (49% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 14, 2025.