Aspen Grove Capital, Llc
- Regulatory AUM
- $6.7B
- Discretionary
- $5.5B
- Clients
- 42
- Avg AUM / client
- $159M
- Accounts
- 3,287
- Employees
- 22
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 40 | $6.6B | 99.6% |
| Pooled investment vehicles (non-investment companies) | 2 | $23.4M | 0.35% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $34.9M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Agc Kslcp Vi, Llc | Hedge Fund | Delaware | $24.6M | 20 |
| Agc Blockchain, Llc | Hedge Fund | Delaware | $10.3M | 17 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Clayton Kirwood | Managing Member | Mar 2011 (15y) | 75% or more | |
| Geisman, Richard, Jess | Chief Compliance Officer | Feb 2013 (14y) | 10% – 25% | |
| Leo Joseph Kraunelis | Registered representative | CFA | Sep 2018 (8y) | |
| Adam Charles Joice | Registered representative | CFP | Feb 2019 (7y) | |
| Jesse Sage Poznikowich | Registered representative | CFA | Oct 2021 (5y) | |
| Burton Snyder Wiand | Registered representative | Jan 2025 (2y) | ||
| Courtney Marie Ringlein | Registered representative | Jan 2026 (1y) | ||
| Natalie Anne Miller | Registered representative | CFA | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Aspen Grove Trust | Member | May 2017 | A | 10% – 25% |
Undisclosed: 0% – 5% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $34.9M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Agc Kslcp Vi, Llc | Hedge Fund | $24.6M | $25.0K | 20 |
| Agc Blockchain, Llc | Hedge Fund | $10.3M | $25.0K | 17 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.38 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Morgan Stanley $2.5B (38% of AUM) Mar 2026
- J.P. Morgan $679M (10% of AUM) Mar 2026
- Fidelity Brokerage Services $392M (11% of AUM) Jan 2022
- UBS $352M (13% of AUM) Mar 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗