Harold W. Dance Inc.
- Regulatory AUM
- $158M
- Discretionary
- $158M
- Clients
- 306
- Avg AUM / client
- $516K
- Accounts
- 409
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 281 | $122M | 77.2% |
| High net worth individuals | 21 | $32.0M | 20.3% |
| Charitable organizations | 4 | $4.0M | 2.53% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stephen F Neeley | President; Cco; S Corp Shareholder | Jul 2004 (22y) | Less than 5% | |
| Daniel Joseph Neeley | Vice President, S Corp Shareholder | Personal Financial Specialist | Jun 2008 (18y) | 25% – 50% |
| Aaron James Neeley | Vice President, S Corp Shareholder | Sep 2015 (11y) | 25% – 50% | |
| Kent B Haueter | Registered representative | CFP Chartered Financial Consultant | Feb 2006 (20y) | |
| Jack W Peterson | Registered representative | Dec 2009 (17y) | ||
| Kristi Lyn Wilkinson | Registered representative | CFP | Apr 2022 (4y) | |
| Patty Sui Bartholomew | Registered representative | Jan 2024 (3y) | ||
| Garrett T Ellis | Registered representative | Dec 2025 (1y) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 908 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 03, 2026.
View current Form ADV (SEC/IAPD) ↗