Rebalance Llc
- Regulatory AUM
- $1.9B
- Discretionary
- $1.9B
- Clients
- 656
- Avg AUM / client
- $2.9M
- Accounts
- 1,727
- Employees
- 18
AUM over time
Annual snapshots from Form ADV filings · as of Jul 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 439 | $404M | 21.0% |
| High net worth individuals | 197 | $1.4B | 71.5% |
| Pension and profit sharing plans | 17 | $14.4M | 0.75% |
| Charitable organizations | 3 | $130M | 6.76% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| San Diego Diagnostic Radiology Medical Group, Inc. Profit Sharing And Savings Plan San Diego Diagnostic Radiology Medical Group, Inc. | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mitchell Jay Tuchman | Managing Director/Chief Investment Officer | Jun 2011 (15y) | ≈ 18.75% – 50% via Penny Investor, Inc | |
| Scott David Puritz | Owner | Feb 2017 (10y) | ≈ 18.75% – 50% via Somerset Group Enterprise,Inc. | |
| Sarah Swift Brandon | Registered representative | Sep 2011 (15y) | ||
| Christie Marie Whitney | Registered representative | CFP | Jul 2016 (10y) | |
| Sonja Grace Breeding | Registered representative | CFP | Sep 2022 (4y) | |
| Matthew Peter Jude | Registered representative | CFP | Jul 2023 (3y) | |
| Svetlana A Kot | Registered representative | Feb 2024 (2y) | ||
| Daniel James Mavraides | Registered representative | Sep 2024 (2y) | ||
| Heidi Bao Phan | Registered representative | CFP | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Penny Investor, Inc | Owner | Feb 2017 | A | 25% – 50% |
| Somerset Group Enterprise,Inc. | Owner | Feb 2017 | A | 25% – 50% |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Mitchell Jay Tuchman: 75% – 100% of Penny Investor, Inc × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Scott David Puritz: 75% – 100% of Somerset Group Enterprise,Inc. × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| San Diego Diagnostic Radiology Medical Group, Inc. Profit Sharing And Savings Plan | San Diego Diagnostic Radiology Medical Group, Inc. | 147 | $116M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/15/2026 | 958 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $1.1B (59% of AUM) May 2026
- Fidelity Brokerage Services $784M (41% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 30, 2026.
View current Form ADV (SEC/IAPD) ↗