Riverwood Capital Management L.P.
- Regulatory AUM
- $6.2B
- Discretionary
- $6.0B
- Clients
- 14
- Avg AUM / client
- $440M
- Accounts
- 14
- Employees
- 51
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 14 | $6.2B | 100.0% |
Private funds (14)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $6.0B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Riverwood Capital Partners Ii L.P. | Private Equity Fund | Cayman Islands | $1.5B | 113 |
| Riverwood Capital Partners Iii L.P. | Private Equity Fund | Cayman Islands | $1.1B | 119 |
| Riverwood Capital Partners Iv L.P. | Private Equity Fund | Cayman Islands | $778M | 72 |
| Riverwood Capital Partners Iv (Parallel A) L.P. | Private Equity Fund | Cayman Islands | $563M | 80 |
| Riverwood Capital Partners Ii (Parallel B) L.P. | Private Equity Fund | Canada | $383M | 2 |
| Riverwood Capital Partners Iii (Parallel B) L.P. | Private Equity Fund | Cayman Islands | $366M | 2 |
| Riverwood Capital Partners Iv (Parallel B) L.P. | Private Equity Fund | Cayman Islands | $318M | 2 |
| Riverwood Capital Partners Latam Ii L.P. | Private Equity Fund | Cayman Islands | $304M | 40 |
| Riverwood Capital Partners Latam L.P. | Private Equity Fund | Cayman Islands | $260M | 29 |
| Riverwood Capital Partners Iii (Parallel A) L.P. | Private Equity Fund | Canada | $220M | 3 |
| Riverwood Shoreline L.P. | Private Equity Fund | Delaware | $186M | 5 |
| Riverwood Capital Partners L.P. | Private Equity Fund | Cayman Islands | $49.8M | 126 |
| Riverwood Capital Partners (Parallel B) L.P. | Private Equity Fund | Canada | $22.2M | 2 |
| Riverwood Capital Partners (Parallel A) L.P. | Private Equity Fund | Canada | $19.3M | 2 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| U. S. Retirement Plan Mars, Incorporated | 2024 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Wong, Lisa, L | Chief Compliance Officer | Jan 2015 (12y) | Less than 5% | |
| Alvarez Demalde, Francisco | Limited Partner | Dec 2017 (9y) | ≈ 0% – 3.75% via Riverwood Capital Management Ltd. | |
| Parks, Jeffrey, Thomas | Limited Partner | Dec 2017 (9y) | ≈ 0% – 3.75% via Riverwood Capital Management Ltd. | |
| Janosky, Keith, Lawrence | Chief Financial Officer | Aug 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Riverwood Gp Financing 2 L.P. | Special Partner | Jul 2020 | A | 5% – 10% |
| Riverwood Iv Gp Holdings 2 L.P. | Special Partner | Dec 2021 | A | 5% – 10% |
| Riverwood Capital Management Ltd. | General Partner | Sep 2008 | A | Less than 5% |
| Riverwood Gp Financing Feeder L.P. | Limited Partner | Jul 2020 | B | ≈ 3.75% – 10% via Riverwood Gp Financing 2 L.P. |
| Riverwood Iv Gp Holdings Feeder L.P. | Limited Partner | Dec 2021 | B | ≈ 3.75% – 10% via Riverwood Iv Gp Holdings 2 L.P. |
| Riverwood Gp Financing Parent, Llc | General Partner | Jul 2020 | B | GP / trustee / elected manager of Riverwood Gp Financing 2 L.P. (indirect) |
| Riverwood Iv Gp Holdings Parent, Llc | General Partner | Dec 2021 | B | GP / trustee / elected manager of Riverwood Iv Gp Holdings 2 L.P. (indirect) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Alvarez Demalde, Francisco: 50% – 75% of Riverwood Capital Management Ltd. × 0% – 5% direct ≈ 0% – 3.75% of the firm
- Parks, Jeffrey, Thomas: 50% – 75% of Riverwood Capital Management Ltd. × 0% – 5% direct ≈ 0% – 3.75% of the firm
- Riverwood Gp Financing Feeder L.P.: 75% – 100% of Riverwood Gp Financing 2 L.P. × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Riverwood Iv Gp Holdings Feeder L.P.: 75% – 100% of Riverwood Iv Gp Holdings 2 L.P. × 5% – 10% direct ≈ 3.75% – 10% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (14, $6.0B gross assets)
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| U. S. Retirement Plan | Mars, Incorporated | 8,193 | $5.1B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 4.26 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: ADVISORY AFFILIATE DID NOT RENEW REGISTRATION OBLIGATIONS AND DID NOT PAY REGISTRATION FEES TO NEW YORK COURT Status: Pending Summary: DUE TO CIRCUMSTANCES SURROUNDING GLOBAL PANDEMIC, ADVISORY AFFILIATE DID NOT PAY NEW YORK REGISTRATION FEES ON A TIMELY BASIS AND DID NOT REALIZE UNTIL 2023 THAT HER STATUS TO PRACTICE LAW IN NEW YORK WAS SUSPENDED. ADVISORY AFFILIATE DOES NOT NEED NEW YORK LAW LICENSE FOR HER DUTIES AT THE ADVISORY FIRM AND HAS NOT PRACTICED LAW OR RESIDED IN NEW YORK FOR APPROXIMATELY 20 YEARS. FEES HAVE NOW BEEN FULLY PAID AND ADVISORY AFFILIATE IS IN THE PROCESS OF SUBMITTING MATERIALS TO REQUEST THE SUSPENSION BE LIFTED AND REINSTATEMENT TO GOOD STANDING. ADVISORY AFFILIATE IS LICENSED TO PRACTICE LAW IN THE STATE OF CALIFORNIA AND IN GOOD STANDING.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗