M1 Capital Management
- Regulatory AUM
- $450M
- Discretionary
- $450M
- Clients
- 403
- Avg AUM / client
- $1.1M
- Accounts
- 1,020
- Employees
- 12
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 278 | $94.7M | 21.0% |
| High net worth individuals | 105 | $306M | 68.0% |
| Pension and profit sharing plans | 8 | $5.6M | 1.25% |
| Charitable organizations | 4 | $5.7M | 1.27% |
| Corporations and other businesses | 8 | $38.3M | 8.5% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Paul Reed Dunbar | Partner | Jun 2011 (15y) | 50% – 75% | |
| Ryan L Malloch | Partner And Chief Compliance Officer | Dec 2020 (6y) | ≈ 25% – 56.25% via Malloch Capital Management, Inc. | |
| Robert James Stapleton | Registered representative | Sep 2011 (15y) | ||
| Antonio De Sano | Registered representative | CFP | Feb 2022 (5y) | |
| Jacob Smith | Registered representative | Jun 2025 (1y) | ||
| Douglas Anders Cook | Registered representative | Nov 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Malloch Capital Management, Inc. | Owner | Dec 2020 | A | 50% – 75% |
Estimated effective ownership (look-through of filed bands):
- Ryan L Malloch: 50% – 75% of Malloch Capital Management, Inc. × 50% – 75% direct ≈ 25% – 56.25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 982 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $441M (98% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗