Global View Capital Management Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 158292
· SEC file 801-72887
· Waukesha, WI
· www.facebook.com
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ADV data as of May 08, 2026
- Regulatory AUM
- $775M
- Discretionary
- $775M
- Clients
- 3,819
- Avg AUM / client
- $203K
- Accounts
- 8,863
- Employees
- 122
AUM over time
$0
$775M
Nov 2011
May 2026
Annual snapshots from Form ADV filings · as of May 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,658 | $535M | 69.0% |
| High net worth individuals | 128 | $232M | 29.9% |
| Corporations and other businesses | 33 | $8.4M | 1.08% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Intermountain Health 401(k) Plan Intermountain Health Care, Inc. | 2024 | |
| Jax Inc 401(k) Profit Sharing Plan And Trust Jax Inc | 2024 |
People (103)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dean Michael Fliss | Shareholder | Feb 2011 (16y) | ≈ 37.5% – 75% via Global View Capital Partners, Ltd | |
| Dina Louise Fliss | President | Feb 2011 (16y) | ≈ 37.5% – 75% via Global View Capital Partners, Ltd | |
| Barry S. Arnold | Chief Investment Officer | Feb 2017 (9y) | Less than 5% | |
| Anatole Trent Kamentz | Registered representative | Jan 2014 (13y) | ||
| Bobbie Gene Chapman | Registered representative | Jan 2014 (13y) | ||
| Chadwick B Albano | Registered representative | Jan 2014 (13y) | ||
| Darren Robert Mueller | Registered representative | Jan 2014 (13y) | ||
| Debbie Ann Keaton | Registered representative | Jan 2014 (13y) | ||
| Derek David Kohn | Registered representative | Jan 2014 (13y) | ||
| Germaine Renee Meverden | Registered representative | Jan 2014 (13y) | ||
| Joel Edward Paetznick | Registered representative | Jan 2014 (13y) | ||
| Karen Jean Danczyk | Registered representative | Jan 2014 (13y) | ||
| Lawrence Edward Peterson | Registered representative | Jan 2014 (13y) | ||
| Marcella Lynn Nemke | Registered representative | Jan 2014 (13y) | ||
| Michael Joseph Tilley | Registered representative | Jan 2014 (13y) | ||
| Monica Mary Tennie | Registered representative | Jan 2014 (13y) | ||
| Randy Lee Derbick | Registered representative | Jan 2014 (13y) | ||
| Richard Wayne Gibson | Registered representative | Jan 2014 (13y) | ||
| William John Henderson | Registered representative | Jan 2014 (13y) | ||
| Carolyn Ann Mcclinton | Registered representative | Jan 2014 (13y) | ||
| Dale Kline Black | Registered representative | Jan 2014 (13y) | ||
| Glen Edward Sjoberg | Registered representative | Jan 2014 (13y) | ||
| Marc D Jensen | Registered representative | Jan 2014 (13y) | ||
| Rodney Wayne Johnston | Registered representative | Jan 2014 (13y) | ||
| Joshua Dean Wright | Registered representative | Jan 2014 (13y) | ||
| Michael Douglas Corrigan | Registered representative | Jan 2014 (13y) | ||
| Richard Wayne Harris | Registered representative | Jan 2014 (13y) | ||
| William John Sefcik | Registered representative | Jan 2014 (13y) | ||
| James John Hamer | Registered representative | Jan 2014 (13y) | ||
| Steven Paul Sorensen | Registered representative | Jan 2014 (13y) | ||
| Garth Hassel | Registered representative | Feb 2014 (12y) | ||
| Jeremy Bell Condie | Registered representative | Feb 2014 (12y) | ||
| John Louis Benzie | Registered representative | May 2014 (12y) | ||
| Robert Jackson Taylor | Registered representative | Jul 2014 (12y) | ||
| Arnoldo Garza | Registered representative | Nov 2014 (12y) | ||
| Charles Philip Weigel | Registered representative | Dec 2014 (12y) | ||
| Stephen Karl Roberts | Registered representative | Jan 2015 (12y) | ||
| Zachary Scott Rohrer | Registered representative | Mar 2015 (11y) | ||
| Joyce L Kelley | Registered representative | Apr 2015 (11y) | ||
| Rudy Lee Garcia | Registered representative | Sep 2015 (11y) | ||
| Dilys Yi Chin Chang | Registered representative | Sep 2015 (11y) | ||
| Larry Richard Forbes | Registered representative | Dec 2015 (11y) | ||
| Robert Hayato Oda | Registered representative | Nov 2016 (10y) | ||
| Joseph Daly Fierro | Registered representative | Nov 2016 (10y) | ||
| Steven Grant Gudmundson | Registered representative | Oct 2017 (9y) | ||
| Marvin Jay Overman | Registered representative | Oct 2017 (9y) | ||
| Roger Wayne Edwards | Registered representative | CFP | Dec 2017 (9y) | |
| Jeffrey Lane Butler | Registered representative | May 2018 (8y) | ||
| Tracy Lee Reierson | Registered representative | Jun 2018 (8y) | ||
| Stephan Gerard Weidman | Registered representative | Sep 2019 (7y) | ||
| Stanley Darryl Hayes | Registered representative | May 2020 (6y) | ||
| Timothy Paul Schwister | Registered representative | Jun 2020 (6y) | ||
| Scott Edward Stewart | Registered representative | Jul 2020 (6y) | ||
| Alexander J. Fons | Registered representative | Jul 2020 (6y) | ||
| Michael Patrick Feeney | Registered representative | Nov 2020 (6y) | ||
| Nicholas A. Abt | Registered representative | Mar 2022 (4y) | ||
| Brian D. Franke | Registered representative | Mar 2022 (4y) | ||
| Christina M. Lopes Serrao | Registered representative | Apr 2022 (4y) | ||
| Ryan J Peca | Registered representative | Jun 2022 (4y) | ||
| Michael S. Gardner | Registered representative | Oct 2022 (4y) | ||
| Warren Dee Barrett | Registered representative | Oct 2022 (4y) | ||
| Richard Jefferson Weihing | Registered representative | CFP | Jan 2023 (4y) | |
| Laurie Gail Hancock | Registered representative | Feb 2023 (3y) | ||
| Megan A Behnke | Registered representative | Mar 2023 (3y) | ||
| Mark Ronald Dittmann | Registered representative | Apr 2023 (3y) | ||
| Edward James Thiessen | Registered representative | CFP | Sep 2023 (3y) | |
| Mark J. Shininger | Registered representative | Oct 2023 (3y) | ||
| Mike T Greiner | Registered representative | Dec 2023 (3y) | ||
| Kelly Ann Shanahan | Registered representative | Jan 2024 (3y) | ||
| James E. Gariboldi | Registered representative | Jan 2024 (3y) | ||
| Brennen N. Baker | Registered representative | Jan 2024 (3y) | ||
| Lawrence Edwards | Registered representative | Mar 2024 (2y) | ||
| Jose Montalvo Jr. | Registered representative | Mar 2024 (2y) | ||
| John Fredrik Peters | Registered representative | Mar 2024 (2y) | ||
| Andre L. Parker | Registered representative | Apr 2024 (2y) | ||
| Christopher Michael Kunz | Registered representative | Apr 2024 (2y) | ||
| Imrana S. Begg | Registered representative | May 2024 (2y) | ||
| Dennis James Bureta | Registered representative | May 2024 (2y) | ||
| Jonathan M. Riesch | Registered representative | Jun 2024 (2y) | ||
| Lea Rosel Bush | Registered representative | Sep 2024 (2y) | ||
| Jeffrey David Lukawski | Registered representative | Oct 2024 (2y) | ||
| Donald W Cooley | Registered representative | Oct 2024 (2y) | ||
| Michael A Scardaville | Registered representative | Dec 2024 (2y) | ||
| Paul Edward Kletke | Registered representative | Feb 2025 (1y) | ||
| Terry John Hastings | Registered representative | Feb 2025 (1y) | ||
| Larry James Prickett | Registered representative | Mar 2025 (1y) | ||
| Michael J Pigassou | Registered representative | Mar 2025 (1y) | ||
| Jamie Michael Johnson | Registered representative | Mar 2025 (1y) | ||
| David Yaw | Registered representative | Mar 2025 (1y) | ||
| Dante Crosa | Registered representative | Mar 2025 (1y) | ||
| Kevyn Kazuo Yonesaki | Registered representative | Mar 2025 (1y) | ||
| Alan Tin Lo Chu | Registered representative | Apr 2025 (1y) | ||
| Andre J. West | Registered representative | Jan 2026 (1y) | ||
| Debra Kay Selle | Registered representative | Jan 2026 (1y) | ||
| Joe Percy Medrano | Registered representative | Jan 2026 (1y) | ||
| Philip Anthony Schweik | Registered representative | Jan 2026 (1y) | ||
| Vineet Kalra | Registered representative | Jan 2026 (1y) | ||
| David Michael Tonaszuck | Registered representative | Apr 2026 (0y) | ||
| Chase L Dobler | Registered representative | Apr 2026 (0y) | ||
| Waldemar Alfredo Marques Ortiz | Registered representative | Jun 2026 (0y) | ||
| Moise Derosier | Registered representative | Chartered Financial Consultant | Jun 2026 (0y) | |
| Timothy John Horst | Registered representative | Jul 2026 (0y) | ||
| Peter Strandt | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Global View Capital Partners, Ltd | Owner | Feb 2011 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Dean Michael Fliss: 50% – 75% of Global View Capital Partners, Ltd × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Dina Louise Fliss: 50% – 75% of Global View Capital Partners, Ltd × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Intermountain Health 401(k) Plan | Intermountain Health Care, Inc. | 69,032 | $6.8B | 01/01/2024 |
| Jax Inc 401(k) Profit Sharing Plan And Trust | Jax Inc | 349 | $3.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/08/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $549M (71% of AUM) May 2026
- Axos Clearing $182M (23% of AUM) May 2026
- Jefferson National Securities Corporation $14.8M (3% of AUM) Jan 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 08, 2026.
View current Form ADV (SEC/IAPD) ↗