Wespac Advisors Socal, Llc
- Regulatory AUM
- $610M
- Discretionary
- $596M
- Clients
- 411
- Avg AUM / client
- $1.5M
- Accounts
- 940
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Jun 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 248 | $97.2M | 15.9% |
| High net worth individuals | 150 | $499M | 81.8% |
| Pension and profit sharing plans | 13 | $13.8M | 2.26% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Peter Pin Chen | Managing Member | Jun 2011 (15y) | 50% – 75% | |
| Wade Steven Perry | Managing Member And Chief Compliance Officer | Jun 2011 (15y) | 25% – 50% | |
| Morgan Thomas Gough | Registered representative | Sep 2011 (15y) | ||
| Grover Kelley Mc Carthy | Registered representative | Jun 2021 (5y) | ||
| Aidan Perry | Registered representative | Mar 2023 (3y) | ||
| Manuel Aguilera | Registered representative | Oct 2023 (3y) | ||
| Michael Kuzmak Van Lieshout | Registered representative | Feb 2024 (2y) | ||
| Jae Min Lee | Registered representative | Jul 2024 (2y) | ||
| Terry A Lamn | Registered representative | CFP | Aug 2024 (2y) | |
| Alexandra Danielle Mc Carthy | Registered representative | Aug 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/12/2026 | 957 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Fidelity Distributors Company Llc $333M (55% of AUM) Jun 2026
- Charles Schwab & Co. $253M (41% of AUM) Jun 2026
- Fidelity Brokerage Services $168M (46% of AUM) Feb 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 12, 2026.
View current Form ADV (SEC/IAPD) ↗