Elizabeth Park Capital Advisors, Ltd
- Regulatory AUM
- $394M
- Discretionary
- $394M
- Clients
- 7
- Avg AUM / client
- $56.3M
- Accounts
- 9
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 7 | $394M | 100.0% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $320M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Mission Driven Financial Institutions Fund, Lp | Private Equity Fund | Delaware | $111M | 9 |
| Elizabeth Park Event Driven Master Fund, Ltd. master | Hedge Fund | Cayman Islands | $109M | 47 |
| Elizabeth Park Capital Master Fund, Ltd master | Hedge Fund | Cayman Islands | $65.1M | 57 |
| Elizabeth Park Investment Fund, Lp | Hedge Fund | Delaware | $34.6M | 1 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cummings, Fred, Anthony | President | Feb 2008 (19y) | 75% or more | |
| Barsky, Neil, Steven | Equity Holder | Sep 2008 (18y) | 10% – 25% | |
| Pelaia, Ernest, Charles | Chief Operating Officer/Chief Compliance Officer | Mar 2013 (13y) | Less than 5% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $320M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Mission Driven Financial Institutions Fund, Lp | Private Equity Fund | $111M | $5.0M | 9 |
| Elizabeth Park Event Driven Master Fund, Ltd. | Hedge Fund | $109M | $250K | 47 |
| Elizabeth Park Capital Master Fund, Ltd | Hedge Fund | $65.1M | $250K | 57 |
| Elizabeth Park Investment Fund, Lp | Hedge Fund | $34.6M | $0 | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.97 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗