Northwest Quadrant, Llc
- Regulatory AUM
- $580M
- Discretionary
- $575M
- Clients
- 1,014
- Avg AUM / client
- $572K
- Accounts
- 1,771
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 17, 2026
Investments (13F portfolio — 67 positions, $481,108,075)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Schwab Strategic Tr | US LRG CAP ETF | $135,753,131 | 5,294,584 | 28.2% | 23.4% |
| 2 | Ishares Tr | TRS FLT RT BD | $57,502,869 | 1,135,747 | 12.0% | 9.92% |
| 3 | Ishares Tr | CORE MSCI EAFE | $57,257,382 | 632,469 | 11.9% | 9.88% |
| 4 | Schwab Strategic Tr | US DIVIDEND EQ | $50,403,752 | 1,642,886 | 10.5% | 8.69% |
| 5 | Vanguard Index Fds | MID CAP ETF | $49,799,554 | 173,409 | 10.4% | 8.59% |
| 6 | Vanguard Index Fds | SM CP VAL ETF | $29,654,607 | 136,500 | 6.16% | 5.12% |
| 7 | Ishares Tr | TRUST ISHARE 0-1 | $27,662,074 | 250,585 | 5.75% | 4.77% |
| 8 | Ishares Tr | CORE S&P SCP ETF | $25,865,262 | 208,071 | 5.38% | 4.46% |
| 9 | Vanguard Index Fds | REAL ESTATE ETF | $4,727,117 | 53,293 | 0.98% | 0.82% |
| 10 | Apple Inc | COM | $4,378,763 | 17,253 | 0.91% | 0.76% |
| 11 | Costco Wholesale Corporation | COM | $2,667,080 | 2,677 | 0.55% | 0.46% |
| 12 | Berkshire Hathaway Inc Del | CL B NEW | $2,643,833 | 5,517 | 0.55% | 0.46% |
| 13 | Caterpillar Inc | COM | $2,583,625 | 3,647 | 0.54% | 0.45% |
| 14 | Eli Lilly & Co | COM | $2,290,226 | 2,490 | 0.48% | 0.4% |
| 15 | Alphabet Inc | CAP STK CL A | $2,104,233 | 7,318 | 0.44% | 0.36% |
| 16 | Amazon Com Inc | COM | $1,744,886 | 8,378 | 0.36% | 0.3% |
| 17 | Vanguard Index Fds | TOTAL STK MKT | $1,441,376 | 4,493 | 0.3% | 0.25% |
| 18 | Chevron Corporation | COM | $1,435,560 | 6,938 | 0.3% | 0.25% |
| 19 | Deere & Co | COM | $1,284,330 | 2,280 | 0.27% | 0.22% |
| 20 | Johnson & Johnson | COM | $1,064,295 | 4,354 | 0.22% | 0.18% |
| 21 | Microsoft Corp | COM | $978,292 | 2,643 | 0.2% | 0.17% |
| 22 | Cummins Inc | COM | $888,443 | 1,651 | 0.18% | 0.15% |
| 23 | State Str Spdr S&P 500 Etf T | TR UNIT | $867,723 | 1,334 | 0.18% | 0.15% |
| 24 | Lockheed Martin Corp | COM | $751,160 | 1,243 | 0.16% | 0.13% |
| 25 | Exxon Mobil Corp | COM | $719,500 | 4,241 | 0.15% | 0.12% |
Top 25 of 67 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 668 | $145M | 25.1% |
| High net worth individuals | 336 | $424M | 73.2% |
| Pension and profit sharing plans | Fewer than 5 clients | $5.6M | 0.97% |
| Charitable organizations | 5 | $631K | 0.11% |
| Corporations and other businesses | 5 | $3.8M | 0.65% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Savings Plan For Employees Of Douglas County Incorporated Douglas County, Inc. | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tyler Coughlin Simones | Managing Member And Chief Compliance Officer | Jul 2011 (15y) | 50% – 75% | |
| Robert Josh Fenili | Managing Member | Oct 2014 (12y) | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Savings Plan For Employees Of Douglas County Incorporated | Douglas County, Inc. | 131 | $8.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 910 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
- • Other services
Custody
Reported custodians
- LPL Financial $484M (83% of AUM) Mar 2026
- Charles Schwab & Co. $96.0M (17% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗