Solomon Hess Sba Management Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 4
- Avg AUM / client
- $269M
- Accounts
- 4
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 4 | $1.1B | 100.0% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $937M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Solomon Hess Sba Loan Fund Llc | Hedge Fund | Delaware | $826M | 131 |
| Solomon Hess Opportunity Fund Llc master | Hedge Fund | Delaware | $55.4M | 80 |
| Solomon Hess Io Opportunities Fund Llc | Hedge Fund | Delaware | $55.3M | 14 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| William Edward Einstein | Chief Compliance Officer | Apr 2004 (22y) | ≈ 18.75% – 50% via Solomon Hess Llc | |
| Michael Patrick Fallon | Member | Oct 2012 (14y) | ≈ 18.75% – 50% via Solomon Hess Llc | |
| Shutes, Christina, Saxon | Trustee | Oct 2018 (8y) | ≈ 14.06% – 50% via Anthony J. Heilizer Irrevocable Trust |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Solomon Hess Llc | Member | Apr 2004 | A | 75% or more |
| Anthony J. Heilizer Irrevocable Trust | Member | Oct 2018 | B | ≈ 18.75% – 50% via Solomon Hess Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- William Edward Einstein: 25% – 50% of Solomon Hess Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Michael Patrick Fallon: 25% – 50% of Solomon Hess Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Shutes, Christina, Saxon: 75% – 100% of Anthony J. Heilizer Irrevocable Trust × 25% – 50% of Solomon Hess Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Anthony J. Heilizer Irrevocable Trust: 25% – 50% of Solomon Hess Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $937M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Solomon Hess Sba Loan Fund Llc | Hedge Fund | $826M | $2.0M | 131 |
| Solomon Hess Opportunity Fund Llc | Hedge Fund | $55.4M | $50.0K | 80 |
| Solomon Hess Io Opportunities Fund Llc | Hedge Fund | $55.3M | $500K | 14 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/28/2026 | 1.61 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- U.S. Bank $1.0M (0% of AUM) Nov 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 28, 2026.
View current Form ADV (SEC/IAPD) ↗