Studio Investment Management, Llc
- Regulatory AUM
- $903M
- Discretionary
- $903M
- Clients
- 355
- Avg AUM / client
- $2.5M
- Accounts
- 961
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Investments (13F portfolio — 184 positions, $554,648,596)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Short Term Inflation Protected Etf | SHS | $92,528,583 | 1,852,424 | 16.7% | 10.2% |
| 2 | Vanguard Dividend Appreciation Etf | SHS | $30,906,488 | 143,711 | 5.57% | 3.42% |
| 3 | Vanguard Value Etf | SHS | $30,377,291 | 154,828 | 5.48% | 3.36% |
| 4 | Dfa International Core Equity 2 Etf | SHS | $20,564,302 | 578,787 | 3.71% | 2.28% |
| 5 | Schwab Fundamental Intl Lg Co Etf | SHS | $19,080,890 | 389,963 | 3.44% | 2.11% |
| 6 | Vanguard Small Cap Value Etf | SHS | $17,203,159 | 79,186 | 3.1% | 1.91% |
| 7 | Vanguard Short Term Treasury Etf | SHS | $15,423,417 | 263,468 | 2.78% | 1.71% |
| 8 | Dimensional Short Duration Fixed Income Etf | SHS | $15,302,113 | 319,593 | 2.76% | 1.69% |
| 9 | Alphabet Inc Class A | COM | $14,159,534 | 49,240 | 2.55% | 1.57% |
| 10 | Berkshire Hathaway Inc Class B | COM | $13,681,160 | 28,550 | 2.47% | 1.52% |
| 11 | Apple Inc | COM | $8,936,820 | 35,213 | 1.61% | 0.99% |
| 12 | I Shares 0 To 3 Month Treasury Bond Etf | SHS | $8,357,950 | 83,031 | 1.51% | 0.93% |
| 13 | Nextera Energy Inc | COM | $8,101,179 | 87,222 | 1.46% | 0.9% |
| 14 | Invesco S&P 500 Equal Weight Utilts Etf | SHS | $7,837,497 | 96,628 | 1.41% | 0.87% |
| 15 | Microsoft Corp | COM | $7,729,150 | 20,880 | 1.39% | 0.86% |
| 16 | General Dynamics Corp | COM | $7,544,319 | 21,981 | 1.36% | 0.84% |
| 17 | Dfa Emerging Market Core Equity 2 Etf | SHS | $7,497,454 | 217,003 | 1.35% | 0.83% |
| 18 | Caterpillar Inc | COM | $6,959,911 | 9,824 | 1.25% | 0.77% |
| 19 | Johnson & Johnson | COM | $6,742,877 | 27,585 | 1.22% | 0.75% |
| 20 | Vanguard Short Term Corporate Bond Etf | SHS | $6,325,984 | 79,803 | 1.14% | 0.7% |
| 21 | Dfa U.S. Large Cap Value Etf | SHS | $6,234,752 | 174,594 | 1.12% | 0.69% |
| 22 | Jpmorgan Chase & Co | COM | $6,171,771 | 20,981 | 1.11% | 0.68% |
| 23 | Raytheon Technologies Ord | COM | $6,081,173 | 31,525 | 1.1% | 0.67% |
| 24 | Procter & Gamble | COM | $5,888,097 | 40,765 | 1.06% | 0.65% |
| 25 | Capital Group Core Plus Income Etf | SHS | $5,710,283 | 255,608 | 1.03% | 0.63% |
Top 25 of 184 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 149 | $54.8M | 6.07% |
| High net worth individuals | 180 | $649M | 71.8% |
| Pension and profit sharing plans | 1 | $4.3M | 0.48% |
| Charitable organizations | 5 | $18.4M | 2.04% |
| State or municipal government entities | 19 | $176M | 19.5% |
| Corporations and other businesses | 1 | $651K | 0.07% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Curtis Wolcott | Managing Principal And Chief Compliance Officer | CFA | Aug 2011 (15y) | ≈ 37.5% – 75% via Studio Associates, Llc |
| Neha Prabhu Howery | Principal | CFP CFA | Dec 2014 (12y) | Less than 5% |
| James Peter Veers | Registered representative | CFP CFA | Jul 2023 (3y) | |
| Philip S Slevin | Registered representative | May 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Studio Associates, Llc | Member | Sep 2020 | A | 50% – 75% |
| Studio Holdings Llc | Member | Sep 2020 | A | 25% – 50% |
| Chicago Capital, Llc | Member | Jun 2018 | B | ≈ 14.06% – 50% via Chicago Cap, Llc |
| Chicago Cap, Llc | Member | May 2019 | B | ≈ 18.75% – 50% via Studio Holdings Llc |
| Chi Cap, Llc | Member | Dec 2018 | B | ≈ 10.55% – 50% via Chicago Capital, Llc |
| Mabie 2014 Gift Trust U/A/D 7/31/2014 | Member | Jun 2018 | B | ≈ 7.91% – 50% via Chi Cap, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Michael Curtis Wolcott: 75% – 100% of Studio Associates, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Chicago Capital, Llc: 75% – 100% of Chicago Cap, Llc × 75% – 100% of Studio Holdings Llc × 25% – 50% direct ≈ 14.06% – 50% of the firm
- Chicago Cap, Llc: 75% – 100% of Studio Holdings Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Chi Cap, Llc: 75% – 100% of Chicago Capital, Llc × 75% – 100% of Chicago Cap, Llc × 75% – 100% of Studio Holdings Llc × 25% – 50% direct ≈ 10.55% – 50% of the firm
- Mabie 2014 Gift Trust U/A/D 7/31/2014: 75% – 100% of Chi Cap, Llc × 75% – 100% of Chicago Capital, Llc × 75% – 100% of Chicago Cap, Llc × 75% – 100% of Studio Holdings Llc × 25% – 50% direct ≈ 7.91% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 950 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $896M (99% of AUM) Mar 2026
- Greatbanc Trust Company $324M (74% of AUM) Feb 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗