Tkc Wealth Management Llc
- Regulatory AUM
- $139M
- Discretionary
- $127M
- Clients
- 284
- Avg AUM / client
- $488K
- Accounts
- 284
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 66 | $7.9M | 5.68% |
| High net worth individuals | 193 | $71.3M | 51.4% |
| Pension and profit sharing plans | 2 | $14.2M | 10.2% |
| Corporations and other businesses | 23 | $45.2M | 32.6% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Nov 2011 · $0 combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Civitas Eb5 Holding Fund, Lp | Liquidity Fund | Texas | $0 | 0 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Usa Gateway Inc. 401(k) Plan Usa Gateway Inc. | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Barnes, Jason, Thomas | Shareholder | Jun 2011 (15y) | ≈ 14.06% – 50% via Civitas Group Holdings, Llc | |
| Healy, Daniel, Joseph | Chief Executive Officer | Jun 2011 (15y) | ≈ 14.06% – 50% via Civitas Group Holdings, Llc | |
| Stone, Nicholas, Robert | Senior Managing Director, Chief Compliance Officer | Jun 2011 (15y) | Less than 5% | |
| Ting Kuo Chen | Registered representative | CFP | Jan 2012 (15y) | |
| Wang Chang Tsai | Registered representative | Sep 2017 (9y) | ||
| Tyler John Reinhard | Registered representative | Mar 2021 (5y) | ||
| Anders Pijen Ting | Registered representative | Jan 2023 (4y) | ||
| Yen Chun Chen (Michael) | Registered representative | Sep 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Civitas Holdings, Llc | Shareholder | Jul 2011 | A | 75% or more |
| Civitas Group Holdings, Llc | Shareholder | Jun 2011 | B | ≈ 56.25% – 100% via Civitas Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Barnes, Jason, Thomas: 25% – 50% of Civitas Group Holdings, Llc × 75% – 100% of Civitas Holdings, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Healy, Daniel, Joseph: 25% – 50% of Civitas Group Holdings, Llc × 75% – 100% of Civitas Holdings, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Civitas Group Holdings, Llc: 75% – 100% of Civitas Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $0 gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Civitas Eb5 Holding Fund, Lp | Liquidity Fund | $0 | $100K | 0 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Usa Gateway Inc. 401(k) Plan | Usa Gateway Inc. | 183 | $9.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1.3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $99.6M (72% of AUM) Mar 2026
- Interactive Brokers $21.1M (15% of AUM) Mar 2026
- Capital Group $17.5M (13% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗