AUMdb

Rosenthal | Henry Capital Advisors, Inc.

State-registered Private Fund Manager · Small ($100M–$1B) CRD 158537 · SEC file 802-110063 · Mishawaka, IN · WWW.ROSENTHALPARTNERS.NET
☆ Save with Pro ADV data as of Mar 03, 2026
Regulatory AUM
$115M
Discretionary
$115M
Clients
3
Avg AUM / client
$38.3M
Accounts
3
Employees
3

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 3 $115M 100.0%

Private funds (3)

Reported in Form ADV Section 7.B.(1), filing of Apr 2024 · $108M combined gross assets

FundTypeDomicileGross assetsOwners
Rpca Opportunistic Financial Ventures L.P. Hedge Fund Delaware $46.0M 88
Rpca Financial Ventures Qp L.P. Hedge Fund Delaware $36.0M 81
Rpca Financial Ventures Lp Hedge Fund Delaware $25.7M 84

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
John William Rosenthal Registered representative May 2012 (14y)
Charles Adams Henry Registered representative Feb 2019 (8y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (3, $108M gross assets)

FundTypeGross assetsMin. investmentOwners
Rpca Opportunistic Financial Ventures L.P. Hedge Fund $46.0M $100K 88
Rpca Financial Ventures Qp L.P. Hedge Fund $36.0M $100K 81
Rpca Financial Ventures Lp Hedge Fund $25.7M $100K 84

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/03/2026 1.67 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for pooled investment vehicles

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.

View current Form ADV (SEC/IAPD) ↗