Saybrook Fund Advisors, Llc
- Regulatory AUM
- $461M
- Discretionary
- $395M
- Clients
- 7
- Avg AUM / client
- $65.9M
- Accounts
- 7
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 5 | $232M | 50.3% |
| Insurance companies | 2 | $229M | 49.7% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $102M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Saybrook Municipal Opportunity Fund Vi Lp | Private Equity Fund | Delaware | $53.2M | 58 |
| Saybrook Municipal Opportunity Fund Iv Lp | Private Equity Fund | Delaware | $34.5M | 51 |
| Lathrop2 Lp | Private Equity Fund | Delaware | $7.6M | 30 |
| Saybrook Municpal Opportunity Fund Vii Lp | Private Equity Fund | Delaware | $6.9M | 44 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Schotz, Jon, Peter | Member, Managing Member | Feb 2011 (16y) | ≈ 37.5% – 75% via Saybrook Fund Managers, Llc | |
| Wilson, Jeffrey, Michael | Member, Managing Member | Feb 2011 (16y) | ≈ 37.5% – 75% via Saybrook Fund Managers, Llc | |
| Lee, Suk, Hoon | Chief Compliance Officer | Apr 2016 (10y) | Less than 5% | |
| Schotz, Katherine, Wheeler | Chief Operating Officer | Oct 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Saybrook Fund Managers, Llc | Member | Jul 2012 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Schotz, Jon, Peter: 50% – 75% of Saybrook Fund Managers, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Wilson, Jeffrey, Michael: 50% – 75% of Saybrook Fund Managers, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $102M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Saybrook Municipal Opportunity Fund Vi Lp | Private Equity Fund | $53.2M | $1.0M | 58 |
| Saybrook Municipal Opportunity Fund Iv Lp | Private Equity Fund | $34.5M | $1.0M | 51 |
| Lathrop2 Lp | Private Equity Fund | $7.6M | $1.0M | 30 |
| Saybrook Municpal Opportunity Fund Vii Lp | Private Equity Fund | $6.9M | $1.0M | 44 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.84 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Citibank $96.1M (21% of AUM) Mar 2026
- BNY Mellon $13.1M (3% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗