AUMdb
SF

Semper Financial Advisors Llc

State-registered Wealth Manager · Boutique (under $100M) CRD 158686 ·
☆ Save with Pro ADV data as of Aug 04, 2026
Regulatory AUM
$37.0M
Discretionary
$37.0M
Clients
64
Avg AUM / client
$578K
Accounts
74
Employees
2

AUM over time

$37.0M $37.0M
Jan 22, 2026 Aug 4, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Aug 04, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 60 $28.4M 76.8%
High net worth individuals 4 $8.6M 23.2%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Brian Barry Plunkett Registered representative CFP Apr 2021 (5y)
Kevin Michael Plunkett Registered representative Apr 2021 (5y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 01/22/2026 1.03 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 04, 2026.

View current Form ADV (SEC/IAPD) ↗