Sqn Capital Management, Llc
- Regulatory AUM
- $75.4M
- Discretionary
- $75.4M
- Clients
- 3
- Avg AUM / client
- $25.1M
- Accounts
- 3
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 02, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 3 | $75.4M | 100.0% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $21.3M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Sqn Portfolio Acquisition Company, Llc | Other Private Fund | Delaware | $10.9M | 73 |
| Sqn Special Opportunity Fund, Llc | Other Private Fund | Delaware | $10.4M | 86 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dell'aglio, Brandon, Matthew | Shareholder | Jan 2006 (21y) | ≈ 14.06% – 50% via Sqn Capital Corporation | |
| Silkowski, Jeremiah, Jude | Partner / President / Chief Executive Officer / Cco | Jan 2006 (21y) | ≈ 28.13% – 75% via Sqn Capital Corporation | |
| Miroshnikov, Michael, Nmn | Partner | Dec 2007 (19y) | Less than 5% | |
| Roberts, Neil, Anthony | Chairman | Dec 2007 (19y) | 25% – 50% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sqn Capital Partners, Llc | Managing Member | Dec 2007 | A | 75% or more |
| Sqn Capital Corporation | Managing Member | Aug 2009 | B | ≈ 56.25% – 100% via Sqn Capital Partners, Llc |
Estimated effective ownership (look-through of filed bands):
- Dell'aglio, Brandon, Matthew: 25% – 50% of Sqn Capital Corporation × 75% – 100% of Sqn Capital Partners, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Silkowski, Jeremiah, Jude: 50% – 75% of Sqn Capital Corporation × 75% – 100% of Sqn Capital Partners, Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Sqn Capital Corporation: 75% – 100% of Sqn Capital Partners, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $21.3M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Sqn Portfolio Acquisition Company, Llc | Other Private Fund | $10.9M | $250K | 73 |
| Sqn Special Opportunity Fund, Llc | Other Private Fund | $10.4M | $250K | 86 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/02/2025 | 1.32 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: WE DID NOT BELIEVE THAT WE WERE SUBJECT TO THE CUSTODY RULE BASED ON LEGAL ADVICE RECEIVED WHEN THE FIRM WAS FORMED. AN SEC EXAM DETERMINED THAT WE WERE SUBJECT TO THE CUSTODY RULE AND THEREFORE WE WERE FINED FOR PRIOR PERIODS WHEN AUDITED FINANCIAL STATEMENTS WERE DELIVERED OUTSIDE THE 90 DAY PERIOD FOLLOWING YEAR END. Status: Final Sanction Detail: FINE OF $75,000.00 PAID BY THE FIRM. AMOUNT PAID IN THREE INSTALLMENTS BEGINNING IN SEPTEMBER 2020. FINDING EXCLUSIVELY IN THE NAME OF THE FIRM. Summary: THIS IS CONCLUDED.
Allegations: ADMINISTRATIVE AND CEASE-AND DESIST PROCEEDINGS PURSUANT TO SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTIONS 203(E), 203(F) AND 203(K) OF THE INVESTMENT ADVISERS ACT OF 1940. FOR REASONS OUTSIDE THE CONTROL OF THE INVESTMENT ADVISOR, THE FIRM FAILED TO DELIVER AUDITED FINANCIAL STATEMENTS WITHIN THE REQUIRED TIME FRAMES FOR EACH OF THE FUNDS MANAGED. THIS IS A REPEAT VIOLATION. Status: Final Sanction Detail: N/A Summary: A PORTION OF THE FINES HAVE BEEN PAID, AS REQUIRED. THE FIRM HAS ENGAGED COUNSEL TO REVIEW OPERATIONS, FACILITATE COMPLIANCE WITH THE ORDER, AND ASSIST IN CLOSING THE FIRM AND LIQUIDATING THE OUTSTANDING FUNDS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 02, 2025.
View current Form ADV (SEC/IAPD) ↗