Sawtelle, Charles Scott
State-registered
Wealth Manager · Small ($100M–$1B)
CRD 158732
· SEC file 801-135412
·
· WWW.SAGAORP.COM
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ADV data as of Mar 26, 2026
- Regulatory AUM
- $107M
- Discretionary
- $107M
- Clients
- 95
- Avg AUM / client
- $1.1M
- Accounts
- 247
- Employees
- 1
AUM over time
$107M
$107M
Jan 26, 2026
Mar 26, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 85 | $81.0M | 75.7% |
| High net worth individuals | 10 | $26.0M | 24.3% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Charles Scott Sawtelle | Registered representative | CFP | Oct 2011 (15y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗