AUMdb
OM

Obermaier Management Llc

State-registered Wealth Manager · Boutique (under $100M) CRD 158764 · SEC file 801-72747 ·
☆ Save with Pro ADV data as of Feb 09, 2026
Regulatory AUM
$81.4M
Discretionary
$0
Clients
0
Avg AUM / client
Accounts
1
Employees
1

AUM over time

$52.0M $100M
Feb 2, 2012 Feb 9, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 09, 2026

Who they serve

Client typeClientsAUM% of AUM
High net worth individuals Fewer than 5 clients $81.4M 100.0%

Private funds (1)

Reported in Form ADV Section 7.B.(1), filing of Apr 2013 · $52.0M combined gross assets

FundTypeDomicileGross assetsOwners
805 1197253723 Other Private Fund British Virgin Islands $52.0M 10

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Carlos E Obermaier Principal Mar 2011 (15y) 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (1, $52.0M gross assets)

FundTypeGross assetsMin. investmentOwners
805 1197253723 Other Private Fund $52.0M $100K 10

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/09/2026 988 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Other services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 09, 2026.

View current Form ADV (SEC/IAPD) ↗