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Private Fund Manager · Small ($100M–$1B)
CRD 158866
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $318M
- Discretionary
- $318M
- Clients
- 4
- Avg AUM / client
- $79.4M
- Accounts
- 4
- Employees
- 3
AUM over time
$132M
$602M
Feb 14, 2012
Mar 30, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 4 | $318M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- BNY Mellon $138M (26% of AUM) May 2018
- Northern Trust $77.2M (14% of AUM) May 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.