Oak & Reed Capital Management, Llc
- Regulatory AUM
- $19.0M
- Discretionary
- $17.0M
- Clients
- 23
- Avg AUM / client
- $826K
- Accounts
- 39
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 14, 2022
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7 | $4.5M | 23.7% |
| High net worth individuals | 16 | $10.0M | 52.6% |
| Pension and profit sharing plans | Fewer than 5 clients | $2.5M | 13.2% |
| Corporations and other businesses | Fewer than 5 clients | $2.0M | 10.5% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Malhotra, Sanjay, (Nmn) | Owner | Dec 2011 (15y) | 5% – 10% | |
| Ravi (Nmn) Malhotra | Managing Member And Chief Compliance Officer | Dec 2011 (15y) | 75% or more | |
| Joshua Young | Registered representative | Jun 2022 (4y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/14/2022 | 995 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $18.0M (95% of AUM) Jun 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 14, 2022.
View current Form ADV (SEC/IAPD) ↗