AUMdb

Oakmont Advisory Group, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 158890 · SEC file 801-128685 · Albuquerque, NM · INSTAGRAM.COM
☆ Save with Pro ADV data as of May 26, 2026
Regulatory AUM
$150M
Discretionary
$142M
Clients
476
Avg AUM / client
$314K
Accounts
1,146
Employees
7

AUM over time

$108M $150M
Aug 2023 May 2026

Annual snapshots from Form ADV filings · as of May 26, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 415 $75.5M 50.5%
High net worth individuals 58 $71.4M 47.8%
Pension and profit sharing plans 3 $2.5M 1.69%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Ralph William Hicks Managing Member Chartered Financial Consultant Oct 2011 (15y) 50% – 75%
David Bradford Hicks Partner & Chief Compliance Officer Jan 2013 (14y) 50% – 75%
Brandon Connor Kinsner Registered representative Mar 2023 (3y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/26/2026 982 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 26, 2026.

View current Form ADV (SEC/IAPD) ↗