Ascent Wealth Partners, Llc
- Regulatory AUM
- $1.5B
- Discretionary
- $1.4B
- Clients
- 1,096
- Avg AUM / client
- $1.4M
- Accounts
- 2,359
- Employees
- 17
AUM over time
Annual snapshots from Form ADV filings · as of Jul 17, 2026
Investments (13F portfolio — 188 positions, $860,327,659)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Invesco Qqq Tr | UNIT SER 1 | $55,694,034 | 96,493 | 6.47% | 3.67% |
| 2 | Ishares Tr | RUS 1000 GRW ETF | $49,401,851 | 115,858 | 5.74% | 3.25% |
| 3 | Apple Inc | COM | $39,807,054 | 156,850 | 4.63% | 2.62% |
| 4 | Spdr S&P Midcap 400 Etf Tr | UTSER1 S&PDCRP | $25,615,276 | 41,532 | 2.98% | 1.69% |
| 5 | Alphabet Inc | CAP STK CL A | $22,914,506 | 79,686 | 2.66% | 1.51% |
| 6 | Invesco Exchange Traded Fd T | S&P500 EQL WGT | $22,019,749 | 114,734 | 2.56% | 1.45% |
| 7 | Ishares Tr | MSCI INTL QUALTY | $21,156,481 | 457,635 | 2.46% | 1.39% |
| 8 | Spdr Gold Tr | GOLD SHS | $18,818,303 | 43,734 | 2.19% | 1.24% |
| 9 | Microsoft Corp | COM | $18,231,000 | 49,250 | 2.12% | 1.2% |
| 10 | Applied Matls Inc | COM | $16,758,989 | 49,033 | 1.95% | 1.1% |
| 11 | Walmart Inc | COM | $15,614,663 | 125,641 | 1.82% | 1.03% |
| 12 | Ishares Inc | CORE MSCI EMKT | $15,355,881 | 220,156 | 1.78% | 1.01% |
| 13 | Jpmorgan Chase & Co | COM | $14,969,460 | 50,889 | 1.74% | 0.99% |
| 14 | Vanguard Index Fds | SMALL CP ETF | $13,921,048 | 53,150 | 1.62% | 0.92% |
| 15 | Abbvie Inc | COM | $13,040,254 | 59,958 | 1.52% | 0.86% |
| 16 | Rtx Corporation | COM | $12,585,568 | 65,244 | 1.46% | 0.83% |
| 17 | Caterpillar Inc | COM | $11,286,774 | 15,931 | 1.31% | 0.74% |
| 18 | Nvidia Corporation | COM | $11,183,066 | 64,123 | 1.3% | 0.74% |
| 19 | Innovator Etfs Trust | US EQTY PWR BUF | $10,833,354 | 234,844 | 1.26% | 0.71% |
| 20 | Ameriprise Finl Inc | COM | $10,320,746 | 23,224 | 1.2% | 0.68% |
| 21 | Automatic Data Processing In | COM | $10,318,293 | 50,784 | 1.2% | 0.68% |
| 22 | Innovator Etfs Tr | US EQTY PWR BF | $10,192,095 | 238,579 | 1.18% | 0.67% |
| 23 | Amazon Com Inc | COM | $9,920,108 | 47,631 | 1.15% | 0.65% |
| 24 | Cummins Inc | COM | $9,888,270 | 18,379 | 1.15% | 0.65% |
| 25 | Spdr S&P 500 Etf Tr | TR UNIT | $9,842,896 | 15,135 | 1.14% | 0.65% |
Top 25 of 188 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 778 | $337M | 22.2% |
| High net worth individuals | 258 | $981M | 64.6% |
| Pension and profit sharing plans | 38 | $131M | 8.6% |
| Charitable organizations | 6 | $21.8M | 1.44% |
| Corporations and other businesses | 16 | $47.4M | 3.12% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Slocum Dickson Medical Group, Pllc Retirement Plan Slocum Dickson Medical Group, Pllc | 2024 | |
| Black River Systems Company 401(k) Employee Retirement Plan Black River Systems Company, Inc. | 2024 |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Scott Clyde Mccartney | Partner | CFA | Aug 2011 (15y) | Less than 5% |
| Bradley Michael Kowalczyk | Partner | Sep 2011 (15y) | ≈ 18.75% – 50% via Awp Holdings, Llc | |
| Martin Edward Moshier | Partner | Sep 2011 (15y) | ≈ 18.75% – 50% via Awp Holdings, Llc | |
| Nancy Lamb Kowalczyk | Chief Compliance Officer | Sep 2011 (15y) | Less than 5% | |
| Christopher Boyan Lai | Registered representative | CFA | Jun 2021 (5y) | |
| Joseph Dominick Summa | Registered representative | CFA | Jun 2021 (5y) | |
| Stephen Shea Basile | Registered representative | Jun 2021 (5y) | ||
| Douglas Francis Bissonette | Registered representative | Jul 2021 (5y) | ||
| Neil Anthony Edmonds | Registered representative | Jul 2021 (5y) | ||
| Timothy Mcgregor Welchons | Registered representative | Jul 2021 (5y) | ||
| Sophia G Tsoupelis | Registered representative | Nov 2025 (1y) | ||
| Gerard Charles Murray | Registered representative | Dec 2025 (1y) | ||
| Shawn Ryan Nash | Registered representative | CFA | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Awp Holdings, Llc | Member | Apr 2022 | A | 75% or more |
| Dynasty Financial Partners, Llc | Member | Apr 2022 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Bradley Michael Kowalczyk: 25% – 50% of Awp Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Martin Edward Moshier: 25% – 50% of Awp Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Slocum Dickson Medical Group, Pllc Retirement Plan | Slocum Dickson Medical Group, Pllc | 413 | $87.1M | 04/01/2024 |
| Black River Systems Company 401(k) Employee Retirement Plan | Black River Systems Company, Inc. | 109 | $13.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/17/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $1.3B (85% of AUM) Jul 2026
- Fidelity Brokerage Services $898M (84% of AUM) Apr 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 17, 2026.
View current Form ADV (SEC/IAPD) ↗