Greylock Peak Investments, Llc
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- —
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 2
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Feldman, Steven, Mark | Manager | May 2020 (6y) | GP / trustee / elected manager of Gold Bullion International, Llc (indirect) | |
| Hathaway, John, Clemens | Manager | May 2020 (6y) | GP / trustee / elected manager of Gold Bullion International, Llc (indirect) | |
| Hart, John | Manager | May 2020 (6y) | GP / trustee / elected manager of Gold Bullion International, Llc (indirect) | |
| Loew, Michael | Chief Compliance Officer | May 2020 (6y) | Less than 5% | |
| Schwartz, Eric, Stuart | Manager | May 2020 (6y) | GP / trustee / elected manager of Gold Bullion International, Llc (indirect) | |
| Scher, Marc | President | May 2020 (6y) | Less than 5% | |
| Tapiero, Daniel, Michael | Manager | May 2020 (6y) | GP / trustee / elected manager of Gold Bullion International, Llc (indirect) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Greylock Holdings Llc | Member | May 2020 | A | 75% or more |
| Gold Bullion International, Llc | Member | May 2020 | B | GP / trustee / elected manager of Greylock Holdings Llc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/04/2026 | 1.24 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE NY ATTORNEY GENERAL'S OFFICE BUREAU OF INVESTOR PROTECTION REQUIRES COMMODITIES BROKER DEALERS TO BE REGISTERED WITH ITS OFFICE. THE FIRMS WERE TARDY WITH THEIR 2019 FILINGS. Status: Final Sanction Detail: EFFECTIVE MAY 29, 2020, THE FIRMS ENTERED INTO AN ASSURANCE OF DISCONTINUANCE ("AOD") WITH THE NY ATTORNEY GENERAL'S OFFICE BUREAU OF INVESTOR PROTECTION ("NYAG"). PURSUANT TO THE AOD THE FIRMS NEITHER ADMITTED NOR DENIED THE NYAG'S FINDINGS AND MADE A PAYMENT TO THE NYAG OF $100,000. Summary: EFFECTIVE MAY 29, 2020, THE FIRMS ENTERED INTO AN ASSURANCE OF DISCONTINUANCE ("AOD") WITH THE NY ATTORNEY GENERAL'S OFFICE BUREAU OF INVESTOR PROTECTION ("NYAG"). PURSUANT TO THE AOD THE FIRMS NEITHER ADMITTED NOR DENIED THE NYAG'S FINDINGS AND MADE A PAYMENT TO THE NYAG OF $100,000.
Allegations: THE MINNESOTA DEPARTMENT OF COMMERCE ALLEGED THAT THE FIRMS CONDUCTED BULLION PRODUCT TRANSACTIONS WITH MINNESOTA CONSUMERS IN AMOUNTS SUBSTANTIALLY EXCEEDING STATUTORY THRESHOLDS, WITHOUT HAVING FIRST REGISTERED WITH THE MINNESOTA DEPARTMENT OF COMMERCE, IN VIOLATION OF MINN. STAT.§ 806.02, SUBD. 1 (2018). Status: Final Sanction Detail: $5,000 FINE APPLICABLE TO GOLDBULLION INTERNATIONAL, LLC AND $10,000 FINE APPLICABLE TO GOLDSILVER LLC. Summary: FINES HAVE BEEN PAID IN FULL.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Other fees
- • SOLICITOR'S FEES
Services
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 04, 2026.
View current Form ADV (SEC/IAPD) ↗