AUMdb

Clay Northam Wealth Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 159002 · SEC file 801-110283 · Huntington Beach, CA · WWW.CLAYNORTHAM.COM
☆ Save with Pro ADV data as of May 15, 2026
Regulatory AUM
$355M
Discretionary
$355M
Clients
420
Avg AUM / client
$845K
Accounts
1,108
Employees
2

AUM over time

$0 $355M
Nov 10, 2011 May 15, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of May 15, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 311 $91.3M 25.7%
High net worth individuals 109 $264M 74.3%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Brian Matthew Clay Shareholder CFP Sep 2011 (15y) ≈ 37.5% – 75% via Brian Clay Cfp, Inc.
Darren Scott Northam Shareholder CFP Oct 2011 (15y) ≈ 37.5% – 75% via Darren Northam Cfp, Inc.

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Brian Clay Cfp, Inc. Managing Partner Jan 2013 A 50% – 75%
Darren Northam Cfp, Inc. Managing Partner Jan 2013 A 50% – 75%

Estimated effective ownership (look-through of filed bands):

  • Brian Matthew Clay: 75% – 100% of Brian Clay Cfp, Inc. × 50% – 75% direct ≈ 37.5% – 75% of the firm
  • Darren Scott Northam: 75% – 100% of Darren Northam Cfp, Inc. × 50% – 75% direct ≈ 37.5% – 75% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/15/2026 969 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 15, 2026.

View current Form ADV (SEC/IAPD) ↗