Gimbal Financial, Llc
- Regulatory AUM
- $290M
- Discretionary
- $270M
- Clients
- 388
- Avg AUM / client
- $747K
- Accounts
- 847
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 274 | $112M | 38.6% |
| High net worth individuals | 106 | $155M | 53.4% |
| Pension and profit sharing plans | 4 | $19.7M | 6.78% |
| Charitable organizations | 2 | $2.7M | 0.94% |
| Corporations and other businesses | 2 | $772K | 0.27% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Keith Alan Tyner | Member | Jun 1997 (29y) | 50% – 75% | |
| Douglas Allen Shrieve | Member, Cco | Oct 2011 (15y) | 25% – 50% | |
| Philip Allan Byers | Registered representative | Jan 2023 (4y) | ||
| Amanda Kristine Hineman | Registered representative | Dec 2023 (3y) | ||
| Elizabeth Marie Ritz | Registered representative | Jun 2024 (2y) | ||
| Caleb A Tyner | Registered representative | Aug 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/05/2026 | 905 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $244M (84% of AUM) Mar 2026
- LPL Financial $114M (92% of AUM) Jul 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.
View current Form ADV (SEC/IAPD) ↗